MSRB 1982 Reports
Volume 2, Number 1 (January 1982)
Page 2 Specific Identification of Municipal Securitas
Page 5 Exposure Draft Rule G-34 on CUSIP Numbers
Page 7 Amendments on Fungibility
Page 9 Application of Board’s Rules to Municipal “Commercial Paper”
Page 13 Application of Board’s Rules to Participation Interests in Municipal Tax-Exempt Financing
Volume 2, Number 2 (February 1982)
Page 3 G-11: Syndicate Practices Q & A’s
Page 5 1982 Nominating Committee
Page 7 Nominations to the Board
Page 11 G-33: Calculations Rule Approved
Page 15 Qualifications – Procedures for Administration of Qualification Examination
Page 19 Qualifications – Examination for Sales Principals Approved
Page 21 G-27: Allocation of Supervisory Responsibility Amendments approved
Page 23 G-12: Verification Procedures
Page 25 G-12: Resolution of Money Differences
Page 27 G-12 and G-15: Transactions in Discounted Securities
Page 29 Financial Statements
Volume 2, Number 3 (March/April 1982)
Page 3 G-12: Amendments Approved Concerning Fungibility of Securities
Page 5 A-13: New Issue Assessment Fee Decreased
Page 6 A-13: Letter of Interpretation
Page 7 G-15: Comments Requested Concerning Draft Amendment to Yield Disclosure
Page 9 Municipal Lease and Installment Contract Participation
Page 11 G-9: Amendment filed Reducing Retention Period for Certain Syndicate Records
Page 13 G-12: Complaints received Concerning Inadequate Documentation
Page 15 A-11: Amendment Approved Providing for Indemnification of Arbitrators
Page 5 New Issue Assessment Fee Decreased
Volume 2, Number 5 (July 1982)
Page 3 G-33: Amendments to Calculations Rule Approved
Page 7 G-11: Notice Concerning Board Determination not to Adopt Concession Rules
Page 11 G-19: General Review of Requirements Regarding Suitability
Page 13 G-30: Recent SEC Decision Concerning Pricing Violations Letters of Interpretation
Page 17 G-33: Day Count Employed in Calculations of Interest on Securities
Page17 G-8(a) (xi): Maintenance of Customer Account Information Records
Volume 2, Number 6 (August 1982)
Page 18 G-15 (a) (viii): Yield Disclosure on Customer Confirmations of Transactions At Par
Page 18 G-23 (b): Whether Certain Mortgage Banking Activities Constitute Financial Advisory Activities
Page 7 Filings: G-34 CUSIP Numbers
Page 11 G-12: Amendments on Fungibility and Specific Identification of Munis
Page 3 Comment- Delivery/Receipt Versus Payment Transactions
Page 7 G-15: Comments Requested Concerning Draft Amendment Requiring CUSIP Numbers
Page 17 G-25: Comments Requested on Proposed Amendments to Prohibitions of Guarantee against Loss
Page 19 G-12: Amendments Approved Concerning Use of a Registered Clearing Agency
Page 23 G-3: Notice Concerning Minimum Waiting Periods Required
Page 25 G-12 and G-15: Interpretation Concerning Requirements Pertaining to Transactions in Registered Securities
Volume 2, Number 7 (October/November 1982)
Page 3 Madolini Elected Chairman
Page 3 Board Members 1982-83
Page 5 Registration of Municipal Securities
Page 9 G-12(h): Comments Requested on Proposed Amendments to Close-Out Procedures
Page 13 Zero Coupon, Compound Interest, and Multiplier Securities – Notice
Page 17 Tax-Exempt Notes – Notice Concerning Application of Board Rules
Page 19 Withdrawal of Proposed SEC Rule 15c2-12 on “Riskless Principal Transactions”
Page 21 G-3: Persons Engaged in Financial Advisory Activities
Page 21 G-12 and G-15: Callable Securities and Disclosure
Page 21 G-12, G-15 and G-17: Original Issue Discount, Zero Coupon Securities
Page 22 G-21: Advertisements of Securities Not Owned
Volume 2, Number 8 (December 1982)
Page 3 Registration of Municipal Securities- Excerpts from Report of Conference
Page 7 G-12: Amendments Approved Concerning Fungibility and Specific Identification Municipal Securities
Page 9 G-12: Amendment Filed Concerning Confirmations with Cusip Number Discrepancies
Page 11 G-12: Amendment Filed Concerning Note Denominations
Page 13 A-13: New Issue Assessment Fee Decreased
Page 2 Specific Identification of Municipal Securitas
Page 5 Exposure Draft Rule G-34 on CUSIP Numbers
Page 7 Amendments on Fungibility
Page 9 Application of Board’s Rules to Municipal “Commercial Paper”
Page 13 Application of Board’s Rules to Participation Interests in Municipal Tax-Exempt Financing
Volume 2, Number 2 (February 1982)
Page 3 G-11: Syndicate Practices Q & A’s
Page 5 1982 Nominating Committee
Page 7 Nominations to the Board
Page 11 G-33: Calculations Rule Approved
Page 15 Qualifications – Procedures for Administration of Qualification Examination
Page 19 Qualifications – Examination for Sales Principals Approved
Page 21 G-27: Allocation of Supervisory Responsibility Amendments approved
Page 23 G-12: Verification Procedures
Page 25 G-12: Resolution of Money Differences
Page 27 G-12 and G-15: Transactions in Discounted Securities
Page 29 Financial Statements
Volume 2, Number 3 (March/April 1982)
Page 3 G-12: Amendments Approved Concerning Fungibility of Securities
Page 5 A-13: New Issue Assessment Fee Decreased
Page 6 A-13: Letter of Interpretation
Page 7 G-15: Comments Requested Concerning Draft Amendment to Yield Disclosure
Page 9 Municipal Lease and Installment Contract Participation
Page 11 G-9: Amendment filed Reducing Retention Period for Certain Syndicate Records
Page 13 G-12: Complaints received Concerning Inadequate Documentation
Page 15 A-11: Amendment Approved Providing for Indemnification of Arbitrators
Page 5 New Issue Assessment Fee Decreased
Volume 2, Number 5 (July 1982)
Page 3 G-33: Amendments to Calculations Rule Approved
Page 7 G-11: Notice Concerning Board Determination not to Adopt Concession Rules
Page 11 G-19: General Review of Requirements Regarding Suitability
Page 13 G-30: Recent SEC Decision Concerning Pricing Violations Letters of Interpretation
Page 17 G-33: Day Count Employed in Calculations of Interest on Securities
Page17 G-8(a) (xi): Maintenance of Customer Account Information Records
Volume 2, Number 6 (August 1982)
Page 18 G-15 (a) (viii): Yield Disclosure on Customer Confirmations of Transactions At Par
Page 18 G-23 (b): Whether Certain Mortgage Banking Activities Constitute Financial Advisory Activities
Page 7 Filings: G-34 CUSIP Numbers
Page 11 G-12: Amendments on Fungibility and Specific Identification of Munis
Page 3 Comment- Delivery/Receipt Versus Payment Transactions
Page 7 G-15: Comments Requested Concerning Draft Amendment Requiring CUSIP Numbers
Page 17 G-25: Comments Requested on Proposed Amendments to Prohibitions of Guarantee against Loss
Page 19 G-12: Amendments Approved Concerning Use of a Registered Clearing Agency
Page 23 G-3: Notice Concerning Minimum Waiting Periods Required
Page 25 G-12 and G-15: Interpretation Concerning Requirements Pertaining to Transactions in Registered Securities
Volume 2, Number 7 (October/November 1982)
Page 3 Madolini Elected Chairman
Page 3 Board Members 1982-83
Page 5 Registration of Municipal Securities
Page 9 G-12(h): Comments Requested on Proposed Amendments to Close-Out Procedures
Page 13 Zero Coupon, Compound Interest, and Multiplier Securities – Notice
Page 17 Tax-Exempt Notes – Notice Concerning Application of Board Rules
Page 19 Withdrawal of Proposed SEC Rule 15c2-12 on “Riskless Principal Transactions”
Page 21 G-3: Persons Engaged in Financial Advisory Activities
Page 21 G-12 and G-15: Callable Securities and Disclosure
Page 21 G-12, G-15 and G-17: Original Issue Discount, Zero Coupon Securities
Page 22 G-21: Advertisements of Securities Not Owned
Volume 2, Number 8 (December 1982)
Page 3 Registration of Municipal Securities- Excerpts from Report of Conference
Page 7 G-12: Amendments Approved Concerning Fungibility and Specific Identification Municipal Securities
Page 9 G-12: Amendment Filed Concerning Confirmations with Cusip Number Discrepancies
Page 11 G-12: Amendment Filed Concerning Note Denominations
Page 13 A-13: New Issue Assessment Fee Decreased
