Back to top

MSRB 1993 Reports

MSRB 1993 Reports

Volume 13, Number 1 (January 1993)

Page 3  CDI Pilot Begins Operation – Notice
Page 5  G-12: Automated Comparison and Book-Entry Settlement of Inter- Dealer Transactions, Amendment Approved
Page 7  G-12: Open Inter-Dealer Transactions Summary of Comments
Page 11  Recommendations Requested for Board Nominations

Volume 13, Number 2 (April 1993)

Page 3  Proposed SEC Rule on T+3 Settlement
Page 11  G-12, G-15: Status of Amendment to Automated Clearance and Settlement Rules, Amendments Filed
Page 15  G-34: CUSIP Number Eligibility Standards and Requirements to Obtain CUSIP Numbers Notice
Page 17  Continuing Education on Effort by Securities Industry Regulators
Page 19  G-36: Delivery of Official Statements to the Board, Amendment Approved
Page 21  G-12: Notice Use of PEX System for Close-Outs
Page 23  G-23: Arbitration Changes Amendment Filed
Page 29  Arbitrator Training
Page 31  Financial Statement Fiscal Year Ended September 30, 1992 and 1991

Volume 13, Number 3 (June 1993)

Page 3  Planned Pilot Program for Publishing Inter-Dealer Transaction Information, Comments Requested                 
Page 7  G-19, and G-8: Suitability of Recommendations and Transactions and Related Record keeping Requirements
Page 11  Letter to the SEC on Its Proposed Rule on T+3 Settlement
Page 15  Political Contributions Notice
Page 17  Bonds Subject to “Detachable” Call Features Educational Notice
Page 19  MSIL System Changes Amendments to Facility Filed
Page 21  Groups Explore the Possibility of the CDI Pilot System Accepting Longer Document Submission by Modem

Volume 13, Number 4 (August 1993)

Page 3  Initiatives for Municipal Securities Market Announced
Page 5  Political Contributions in the Municipal Securities Market
Page 13  Request to Extend Operation of the CDI Pilot System
Page 15  New Issue Settlement Dates – Inter-Dealer Transactions
Page 17 Book-Entry Settlement Required for DVP/RVP Customer Transactions