Municipal Advisor Firms

MSRB-Registered Municipal Advisor Firms and Qualified Representatives and Principals

The Municipal Advisor Firms tab displays municipal advisor firms registered with the MSRB with at least one individual associated with the firm who has passed the MSRB’s Municipal Advisor Representative Qualification Examination (Series 50).1

Municipal advisor firms must have at least one individual appropriately qualified who has passed the Series 50 exam in order to engage in municipal advisory activities. Municipal market participants should closely review this list as part of evaluating the qualifications of a municipal advisor firm. Any entity that is engaging in municipal advisory activities on behalf of a municipal entity or obligated person client without having taken the necessary steps to become a duly registered municipal advisor firm – meaning having filed Form MA (Application for Municipal Advisor Registration) and Form MA-I (Information Regarding Natural Persons Who Engage in Municipal Advisory Activities) with the SEC and Form A-12 with the MSRB – could be deemed an unregistered municipal advisor firm, which is a violation of MSRB rules and other federal securities laws.

The link on this tab facilitates access to the required disclosures that municipal advisor firms make to the U.S. Securities and Exchange Commission (SEC) on SEC Forms MA and MA-I. These disclosures may include information about criminal actions, regulatory actions, investigations, terminations, judgments, liens, civil judicial actions, customer complaints, arbitrations and civil litigation, if any. Read more about working with municipal advisors in the MSRB Education Center. 

Click on a firm or individual’s name below to access the filings made with the SEC.

Only those MSRB-registered municipal advisor firms who have at least one Series 50-qualified representative can be found in the list below.

Find a Firm:
Show entries:
Firm Name MSRB ID State Registrant Type
Sutter Capital Partners, LLC K1299 CA Municipal Advisor
Representative Name
Bull, Robert
Principal Name
Bull, Robert
William Euphrat Municipal Finance, Inc. K0263 CA Municipal Advisor
Representative Name
Euphrat, William
Principal Name
Euphrat, William
MOMENTUS SECURITIES LLC A7628 NY Municipal Advisor/Broker Dealer
Principal Name
Alexander, Mikiyon
DIXWORKS LLC K0102 FL Municipal Advisor
Representative Name
Dix, Dennis
Principal Name
Dix, Dennis
AMKO Advisors, LLC K0852 ND Municipal Advisor
Principal Name
Deraney, Mark
Query & Associates LLC K0917 PA Municipal Advisor
Representative Name
Query, James
Principal Name
Query, James
Meristem Advisors LLC K1234 IL Municipal Advisor
Principal Name
Rachlin, James
Leora Consulting LLC K0411 WA Municipal Advisor
Representative Name
Cebull, Kristin
Principal Name
Cebull, Kristin
Pearl Creek Advisors, LLC K1274 VA Municipal Advisor
Representative Name
Franklin, John
Principal Name
Franklin, John
Knight & Day Group, LLC K0503 TX Municipal Advisor
Standard International Group Inc. K1110 NY Municipal Advisor
Principal Name
Wright, Andre
R. G. Timbs, Inc K1183 NY Municipal Advisor
Principal Name
Bianchi, Jessica
BlackRock Institutional Trust Company, N.A. K1013 CA Municipal Advisor
Principal Name
King, Mitchell
Meierhenry Sargent LLP K0915 SD Municipal Advisor
Representative Name
Meierhenry, Todd
Principal Name
Meierhenry, Todd
Zions Public Finance, Inc. K1080 UT Municipal Advisor
Trailmark Inc. A7170 GA Municipal Advisor
Representative Name
Williamson, Bruce
Principal Name
Williamson, Bruce
Majors Group K0902 FL Municipal Advisor
Northeast Municipal Advisors LLC K1140 ME Municipal Advisor
Representative Name
Ranaghan, Richard
Principal Name
Ranaghan, Richard
Harrell & Company Advisors, LLC K0336 CA Municipal Advisor
Representative Name
Harrell, Suzanne
Principal Name
Harrell, Suzanne
Capital Markets Advisors LLC K0489 NY Municipal Advisor
Rathmann & Associates, L.P. K0161 TX Municipal Advisor
Concord Public Financial Advisors, Inc. K0285 PA Municipal Advisor
Davenport & Company LLC A0364 VA Municipal Advisor/Broker Dealer
P3 Municipal Advisors LLC K1300 TX Municipal Advisor
Representative Name
Meister, Richard
Principal Name
Meister, Richard
Development Planning and Financing Group, Inc K0958 CA Municipal Advisor
Representative Name
Rosenberg, J

1 The Municipal Advisor Firm tab is updated daily and is dependent on the quality of the data a municipal advisor submits to the Securities and Exchange Commission (SEC). If you believe your firm has been incorrectly omitted from this list, please contact MSRB Support at 202-838-1330 or MSRBsupport@msrb.org.

Any entity that is engaging in municipal advisory activities on behalf of a municipal entity or obligated person client without having taken the necessary steps to become a duly registered municipal advisor firm – meaning having filed Form MA (Application for Municipal Advisor Registration) and Form MA-I (Information Regarding Natural Persons Who Engage in Municipal Advisory Activities) with the SEC and Form A-12 with the MSRB – could be deemed an unregistered municipal advisor firm, which is a violation of MSRB rules and other federal securities laws. 

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