This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID Sort descending | State | Registrant Type |
|---|---|---|---|
| Martin Nelson & Co., Inc. | A1037 | WA | Broker Dealer |
| Nestlerode & Loy, Inc. | A1038 | PA | Broker Dealer |
| Neuberger Berman BD LLC | A1039 | NY | Broker Dealer |
| Sanctuary Securities, Inc. | A1061 | IN | Broker Dealer |
| Nuveen Securities, LLC | A1062 | IL | Broker Dealer |
| Fifth Third Securities, Inc. | A1070 | OH | Broker Dealer/Municipal Advisor |
| UBS Financial Services | A1091 | NJ | Broker Dealer |
| Piper Sandler & Co. | A1126 | MN | Broker Dealer/Municipal Advisor |
| Elmer E Powell & Company | A1137 | PA | Broker Dealer |
| LPL Financial LLC | A1145 | SC | Broker Dealer |
| Quincy Cass Associates, Inc. | A1157 | CA | Broker Dealer |
| Samuel A. Ramirez & Company Inc. | A1165 | NY | Broker Dealer/Municipal Advisor |
| Raymond James & Assoc., Inc. | A1172 | FL | Broker Dealer/Municipal Advisor |
| Arive Capital Markets LLC | A1178 | NY | Broker Dealer |
| Richards, Merrill & Peterson Inc. | A1193 | WA | Broker Dealer |
| Vanderbilt Securities, LLC | A1194 | NY | Broker Dealer |
| Romano Brothers & Company | A1214 | IL | Broker Dealer |
| Roosevelt & Cross Incorporated | A1218 | NY | Broker Dealer/Municipal Advisor |
| Rothschild Investment LLC | A1231 | IL | Broker Dealer |
| Sage, Rutty & Co., Inc. | A1249 | NY | Broker Dealer |
| Charles Schwab & Co., Inc. | A1271 | TX | Broker Dealer |
| Gregory J Schwartz & Co., Inc. | A1272 | MI | Broker Dealer |
| JD Seibert & Company, Inc. | A1287 | OH | Broker Dealer |
| Hilltop Securities Inc. | A1290 | TX | Broker Dealer/Municipal Advisor |
| Stephens Inc. | A1303 | AR | Broker Dealer/Municipal Advisor |
