This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID Sort descending | State | Registrant Type |
|---|---|---|---|
| TD Prime Services LLC | A0538 | NY | Broker Dealer |
| HSBC Securities (USA) Inc. | A0563 | NY | Broker Dealer |
| Goldman Sachs & Co. LLC | A0576 | NY | Broker Dealer/Municipal Advisor |
| Independent Financial Group, LLC | A0606 | CA | Broker Dealer |
| Securities Research, Inc. | A0623 | FL | Broker Dealer |
| Hartfield,Titus & Donnelly LLC | A0626 | NJ | Broker Dealer |
| Hazard & Siegel, Inc. | A0631 | NY | Broker Dealer |
| Hazlett, Burt & Watson, Inc. | A0632 | WV | Broker Dealer |
| Carl M Hennig, Inc. | A0643 | WI | Broker Dealer |
| Northern Trust Securities, Inc. | A0654 | IL | Broker Dealer |
| Insight Securities, Inc. | A0682 | IL | Broker Dealer |
| Wintrust Investments, LLC | A0692 | IL | Broker Dealer |
| Huntington Securities, Inc | A0693 | IL | Broker Dealer/Municipal Advisor |
| First Honolulu Securities, Inc | A0695 | HI | Broker Dealer |
| Ingalls & Snyder LLC | A0706 | NY | Broker Dealer |
| Raymond James Financial Svcs. Inc. | A0717 | FL | Broker Dealer |
| Isaak Bond Investments, Inc. | A0727 | CO | Broker Dealer |
| &Partners | A0747 | TN | Broker Dealer/Municipal Advisor |
| SouthState|DuncanWilliams Securities Corp. | A0748 | TN | Broker Dealer |
| Arthur W Wood Company | A0758 | MA | Broker Dealer |
| Wulff, Hansen & Company | A0763 | CA | Broker Dealer/Municipal Advisor |
| BC Ziegler and Company | A0775 | IL | Broker Dealer/Municipal Advisor |
| Ziv Investment Company | A0777 | IL | Broker Dealer |
| Janney Montgomery Scott LLC | A0785 | PA | Broker Dealer/Municipal Advisor |
| JKR & Co., Inc. | A0786 | CA | Broker Dealer |
