Regulatory Documents

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Notice 2023-10 - Informational Notice

Publication date: 11/30/2023

MSRB Establishes 2024 Annual Rate Card Fees for Dealers and Municipal Advisors

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-13

Notice 2023-09 - Market Advisory

Publication date: 11/02/2023

MSRB Seeks Input and Volunteers for Advisory Groups

Information for:

Dealers, Issuers, Municipal Advisors

Notice 2023-07 - Approval Notice

Publication date: 09/12/2023

SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8

Information for:

Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-8

Notice 2023-06 - Approval Notice

Publication date: 05/30/2023

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

Information for:

Dealers

Rule Number:

Rule G-12, Rule G-15

Notice 2023-05 - Approval Notice

Publication date: 05/15/2023

SEC Approves Amended MSRB Rule G-40 on Advertising by Municipal Advisors, Related Amendments to MSRB Rule G-8(h) on Books and Records to be Made by Municipal Advisors and Related Updates to the MSRB’s FAQs regarding the Use of Social Media

Information for:

Issuers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-40

Notice 2023-04 - Informational Notice

Publication date: 04/27/2023

MSRB Provides Additional Regulatory Relief by Further Extending the Temporary Timeframe for Remote Office Inspections and Files Amendments to Remove Expired Relief Under Rule G-16

Information for:

Dealers

Rule Number:

Rule G-16, Rule G-27

Notice 2023-03 - Approval Notice

Publication date: 03/30/2023

SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8

Information for:

General Public, Issuers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-46

Notice 2023-01 - Informational Notice

Publication date: 01/05/2023

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 1999-30 - Informational Notice

Publication date: 12/29/1999

Public Reporting of Inidividual Transactions in Frequently Traded Municipal Securities

Rule Number:

Rule G-14

Notice 1999-28 - Informational Notice

Publication date: 12/09/1999

Amendment to Rule G-36(c)(i) Filed with the Securities and Exchange Commission

Notice 1999-29 - Informational Notice

Publication date: 12/09/1999

Amendments Approved Requiring Dealers to Obtain from Their Consultants Information on Political Contributions and Payments to Political Parties and for Dealers to Report Such Information to the Board: Rules G-38, G-37 and G-8

Notice 1999-27 - Informational Notice

Publication date: 10/20/1999

SEC Approves Amendment to Rule G-16, on Periodic Compliance Examination

Notice 1999-26 - Informational Notice

Publication date: 09/10/1999

Board Elects Officers

Notice 1999-25 - Informational Notice

Publication date: 09/03/1999

Public Reporting of Individual Transactions in Frequently-Traded Municipal Securities

Notice 1999-24 - Informational Notice

Publication date: 08/27/1999

Municipal Fund Securities - Revised Draft Rule Changes

Notice 1999-23 - Informational Notice

Publication date: 08/26/1999

Proposed Amendments Filed to Pending Amendments at the SEC: Rules G-38, G-37 and G-8

Notice 1999-22 - Informational Notice

Publication date: 08/13/1999

Amendment Filed to Rule G-16, on Periodic Compliance Examination

Notice 1999-20 - Informational Notice

Publication date: 07/15/1999

Board Will Host Forums on Land-Secured Disclosure

Notice 1999-21 - Informational Notice

Publication date: 07/15/1999

Official Statement Deliveries Under Rules G-32 and G-36 and Exchange Act Rule 15c2-12

Notice 1999-19 - Informational Notice

Publication date: 06/09/1999

Revised Test Specifications and Study Outline for the Series 52 Examination

Notice 1999-18 - Informational Notice

Publication date: 05/28/1999

The Board has filed with the SEC a series of technical amendments to rules A-3, A-5, A-7, A-11 through A-15, A-17, D-5, G-1 through G-3, G-5 through G-9, G-11 through G-16, G-18, G-20, G-23, G-27, G-28, G-32, G-34, G-36, G-37 and G-39. The technical amendments become operative on July 1, 1999.

Notice 1999-17 - Informational Notice

Publication date: 05/20/1999

MSRB and NCSHA Announce Test Program for the Electronic Submission of Continuing Disclosure Information to the MSRB

Notice 1999-16 - Informational Notice

Publication date: 05/10/1999

SEC Approves Amendment on Automated Confirmation/Acknowledgement: Rule G-15(d)(ii)

Notice 1999-15 - Informational Notice

Publication date: 04/30/1999

Amendment Approved Concerning Disclosure of Designation Information to Syndicate Members: Rule G-11(g)(iii)

Notice 1999-14 - Informational Notice

Publication date: 04/22/1999

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Establishes 2024 Annual Rate Card Fees for Dealers and Municipal Advisors

MSRB Seeks Input and Volunteers for Advisory Groups

SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

SEC Approves Amended MSRB Rule G-40 on Advertising by Municipal Advisors, Related Amendments to MSRB Rule G-8(h) on Books and Records to be Made by Municipal Advisors and Related Updates to the MSRB’s FAQs regarding the Use of Social Media

MSRB Provides Additional Regulatory Relief by Further Extending the Temporary Timeframe for Remote Office Inspections and Files Amendments to Remove Expired Relief Under Rule G-16

SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Public Reporting of Inidividual Transactions in Frequently Traded Municipal Securities

Amendment to Rule G-36(c)(i) Filed with the Securities and Exchange Commission

Amendments Approved Requiring Dealers to Obtain from Their Consultants Information on Political Contributions and Payments to Political Parties and for Dealers to Report Such Information to the Board: Rules G-38, G-37 and G-8

SEC Approves Amendment to Rule G-16, on Periodic Compliance Examination

Board Elects Officers

Public Reporting of Individual Transactions in Frequently-Traded Municipal Securities

Municipal Fund Securities - Revised Draft Rule Changes

Proposed Amendments Filed to Pending Amendments at the SEC: Rules G-38, G-37 and G-8

Amendment Filed to Rule G-16, on Periodic Compliance Examination

Board Will Host Forums on Land-Secured Disclosure

Official Statement Deliveries Under Rules G-32 and G-36 and Exchange Act Rule 15c2-12

Revised Test Specifications and Study Outline for the Series 52 Examination

The Board has filed with the SEC a series of technical amendments to rules A-3, A-5, A-7, A-11 through A-15, A-17, D-5, G-1 through G-3, G-5 through G-9, G-11 through G-16, G-18, G-20, G-23, G-27, G-28, G-32, G-34, G-36, G-37 and G-39. The technical amendments become operative on July 1, 1999.

MSRB and NCSHA Announce Test Program for the Electronic Submission of Continuing Disclosure Information to the MSRB

SEC Approves Amendment on Automated Confirmation/Acknowledgement: Rule G-15(d)(ii)

Amendment Approved Concerning Disclosure of Designation Information to Syndicate Members: Rule G-11(g)(iii)

Timely Dissemination of Information on Advance Refunded Securities

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market