Regulatory Documents

Select regulatory documents by category:

Notice 2023-10 - Informational Notice

Publication date: 11/30/2023

MSRB Establishes 2024 Annual Rate Card Fees for Dealers and Municipal Advisors

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-13

Notice 2023-09 - Market Advisory

Publication date: 11/02/2023

MSRB Seeks Input and Volunteers for Advisory Groups

Information for:

Dealers, Issuers, Municipal Advisors

Notice 2023-07 - Approval Notice

Publication date: 09/12/2023

SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8

Information for:

Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-8

Notice 2023-06 - Approval Notice

Publication date: 05/30/2023

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

Information for:

Dealers

Rule Number:

Rule G-12, Rule G-15

Notice 2023-05 - Approval Notice

Publication date: 05/15/2023

SEC Approves Amended MSRB Rule G-40 on Advertising by Municipal Advisors, Related Amendments to MSRB Rule G-8(h) on Books and Records to be Made by Municipal Advisors and Related Updates to the MSRB’s FAQs regarding the Use of Social Media

Information for:

Issuers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-40

Notice 2023-04 - Informational Notice

Publication date: 04/27/2023

MSRB Provides Additional Regulatory Relief by Further Extending the Temporary Timeframe for Remote Office Inspections and Files Amendments to Remove Expired Relief Under Rule G-16

Information for:

Dealers

Rule Number:

Rule G-16, Rule G-27

Notice 2023-03 - Approval Notice

Publication date: 03/30/2023

SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8

Information for:

General Public, Issuers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-46

Notice 2023-01 - Informational Notice

Publication date: 01/05/2023

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 2001-44 - Informational Notice

Publication date: 12/13/2001

Amendments to Rule A-4, on Meetings of the Board

Rule Number:

Rule A-4

Notice 2001-42 - Informational Notice

Publication date: 11/21/2001

Activities by Dealers and Municipal Finance Professionals During Transition Periods for Elected Issuer Officials

Rule Number:

Rule G-37

Notice 2001-41 - Informational Notice

Publication date: 11/06/2001

Proposed Rule Change Filed Concerning Official Communications

Rule Number:

Rule G-15, Rule G-8

Notice 2001-40 - Informational Notice

Publication date: 11/01/2001

MSRB Begins Production of Daily Comprehensive Report

Notice 2001-39 - Informational Notice

Publication date: 10/16/2001

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Rule Number:

Rule G-15, Rule G-17, Rule G-8

Notice 2001-38 - Informational Notice

Publication date: 10/15/2001

Daily Comprehensive Report Will Be Available Beginning on November 1, 2001

Notice 2001-37 - Informational Notice

Publication date: 10/04/2001

Public Reporting of Transactions in Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2001-28 - Informational Notice

Publication date: 09/26/2001

MSRB and TBMA to Hold Compliance Seminar

Notice 2001-36 - Informational Notice

Publication date: 09/26/2001

MSRB and TBMA to Hold Compliance Seminar on November 13, 2001

Notice 2001-34 - Informational Notice

Publication date: 09/14/2001

Municipal Market Activity - Thursday, September 13, 2001

Notice 2001-35 - Informational Notice

Publication date: 09/14/2001

Municipal Market Activity - Dealer - Dealer Trading (September 11-13, 2001)

Notice 2001-33 - Informational Notice

Publication date: 09/13/2001

Municipal Market Activity - Tuesday, September 11 - Thursday, September 13, 2001

Notice 2001-32 - Informational Notice

Publication date: 09/10/2001

Board Elects Officers

Notice 2001-31 - Informational Notice

Publication date: 08/17/2001

Public Reporting of Transaction In Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2001-29 - Informational Notice

Publication date: 08/08/2001

SEC Approval of In-Firm Delivery of the Regulatory Element of the Continuing Education Requirement

Notice 2001-30 - Informational Notice

Publication date: 08/08/2001

SEC Approval of Electronic Submission System Under Rule G-36

Notice 2001-27 - Informational Notice

Publication date: 07/25/2001

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Establishes 2024 Annual Rate Card Fees for Dealers and Municipal Advisors

MSRB Seeks Input and Volunteers for Advisory Groups

SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

SEC Approves Amended MSRB Rule G-40 on Advertising by Municipal Advisors, Related Amendments to MSRB Rule G-8(h) on Books and Records to be Made by Municipal Advisors and Related Updates to the MSRB’s FAQs regarding the Use of Social Media

MSRB Provides Additional Regulatory Relief by Further Extending the Temporary Timeframe for Remote Office Inspections and Files Amendments to Remove Expired Relief Under Rule G-16

SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Amendments to Rule A-4, on Meetings of the Board

Activities by Dealers and Municipal Finance Professionals During Transition Periods for Elected Issuer Officials

Proposed Rule Change Filed Concerning Official Communications

MSRB Begins Production of Daily Comprehensive Report

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Daily Comprehensive Report Will Be Available Beginning on November 1, 2001

Public Reporting of Transactions in Municipal Securities: Rule G-14

MSRB and TBMA to Hold Compliance Seminar

MSRB and TBMA to Hold Compliance Seminar on November 13, 2001

Municipal Market Activity - Thursday, September 13, 2001

Municipal Market Activity - Dealer - Dealer Trading (September 11-13, 2001)

Municipal Market Activity - Tuesday, September 11 - Thursday, September 13, 2001

Board Elects Officers

Public Reporting of Transaction In Municipal Securities: Rule G-14

SEC Approval of In-Firm Delivery of the Regulatory Element of the Continuing Education Requirement

SEC Approval of Electronic Submission System Under Rule G-36

The MSRB and The Muni Council Announce a Long-Range Planning Session on the Municipal Securities Market Disclosure System

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market