Regulatory Documents

Select regulatory documents by category:

Notice 2023-10 - Informational Notice

Publication date: 11/30/2023

MSRB Establishes 2024 Annual Rate Card Fees for Dealers and Municipal Advisors

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-13

Notice 2023-09 - Market Advisory

Publication date: 11/02/2023

MSRB Seeks Input and Volunteers for Advisory Groups

Information for:

Dealers, Issuers, Municipal Advisors

Notice 2023-07 - Approval Notice

Publication date: 09/12/2023

SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8

Information for:

Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-8

Notice 2023-06 - Approval Notice

Publication date: 05/30/2023

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

Information for:

Dealers

Rule Number:

Rule G-12, Rule G-15

Notice 2023-05 - Approval Notice

Publication date: 05/15/2023

SEC Approves Amended MSRB Rule G-40 on Advertising by Municipal Advisors, Related Amendments to MSRB Rule G-8(h) on Books and Records to be Made by Municipal Advisors and Related Updates to the MSRB’s FAQs regarding the Use of Social Media

Information for:

Issuers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-40

Notice 2023-04 - Informational Notice

Publication date: 04/27/2023

MSRB Provides Additional Regulatory Relief by Further Extending the Temporary Timeframe for Remote Office Inspections and Files Amendments to Remove Expired Relief Under Rule G-16

Information for:

Dealers

Rule Number:

Rule G-16, Rule G-27

Notice 2023-03 - Approval Notice

Publication date: 03/30/2023

SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8

Information for:

General Public, Issuers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-46

Notice 2023-01 - Informational Notice

Publication date: 01/05/2023

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 2008-49 - Informational Notice

Publication date: 12/16/2008

MSRB Announces Short System Registration and Testing of Web Services

Rule Number:

Rule G-34

Notice 2008-48 - Informational Notice

Publication date: 12/10/2008

MSRB Publishes Short System XML Interface Specifications and Data Elements

Rule Number:

Rule G-34

Notice 2008-47 - Informational Notice

Publication date: 12/08/2008

MSRB Receives Approval to Establish a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

Notice 2008-46 - Informational Notice

Publication date: 11/18/2008

MSRB Files Proposal to Increase Transparency of Auction Rate Securities and Variable Rate Demand Obligations

Rule Number:

Rule G-34

Notice 2008-45 - Informational Notice

Publication date: 11/06/2008

MSRB Files Amendment Relating to Proposed Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA)

Notice 2008-44 - Informational Notice

Publication date: 10/21/2008

MSRB Hosts Webinar on RTRS and NIIDS

Notice 2008-43 - Informational Notice

Publication date: 10/15/2008

MSRB Gateway Roll Out and Training: First Phase of MSRB Gateway Simplifies Regulatory Tasks

Notice 2008-42 - Informational Notice

Publication date: 10/14/2008

MSRB and SIFMA to Hold Compliance Seminar on October 27, 2008

Notice 2008-41 - Informational Notice

Publication date: 09/30/2008

Reminder of Effective Date of MSRB Rules Relating to DTCC'S NIIDS System

Rule Number:

Rule G-34

Notice 2008-40 - Informational Notice

Publication date: 09/24/2008

Preliminary Specifications for Primary Market Subscription and Document Submission Feeds of the MSRB's Electronic Municipal Market Access System ("EMMA")

Notice 2008-39 - Informational Notice

Publication date: 09/16/2008

Enhancement of RTRS Dealer Data Quality Summary Reports to Show New Deadlines

Notice 2008-38 - Informational Notice

Publication date: 09/11/2008

Reminder Regarding the Application of Rule G-37 to Federal Election Campaigns of Issuer Officials

Rule Number:

Rule G-37

Notice 2008-37 - Informational Notice

Publication date: 09/08/2008

Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-34

Notice 2008-36 - Informational Notice

Publication date: 09/02/2008

Transaction Reporting of Dealer Buybacks of Auction Rate Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2008-34 - Informational Notice

Publication date: 08/18/2008

Notice on Bank Tying Arrangements, Underpricing of Credit and Rule G-17 on Fair Dealing

Rule Number:

Rule G-17

Notice 2008-35 - Informational Notice

Publication date: 08/18/2008

Revised Series 51 Study Outline and Selection Specifications Filed with SEC

Rule Number:

Rule G-3

Notice 2008-33 - Informational Notice

Publication date: 07/29/2008

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Establishes 2024 Annual Rate Card Fees for Dealers and Municipal Advisors

MSRB Seeks Input and Volunteers for Advisory Groups

SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

SEC Approves Amended MSRB Rule G-40 on Advertising by Municipal Advisors, Related Amendments to MSRB Rule G-8(h) on Books and Records to be Made by Municipal Advisors and Related Updates to the MSRB’s FAQs regarding the Use of Social Media

MSRB Provides Additional Regulatory Relief by Further Extending the Temporary Timeframe for Remote Office Inspections and Files Amendments to Remove Expired Relief Under Rule G-16

SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

MSRB Announces Short System Registration and Testing of Web Services

MSRB Publishes Short System XML Interface Specifications and Data Elements

MSRB Receives Approval to Establish a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

MSRB Files Proposal to Increase Transparency of Auction Rate Securities and Variable Rate Demand Obligations

MSRB Files Amendment Relating to Proposed Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA)

MSRB Hosts Webinar on RTRS and NIIDS

MSRB Gateway Roll Out and Training: First Phase of MSRB Gateway Simplifies Regulatory Tasks

MSRB and SIFMA to Hold Compliance Seminar on October 27, 2008

Reminder of Effective Date of MSRB Rules Relating to DTCC'S NIIDS System

Preliminary Specifications for Primary Market Subscription and Document Submission Feeds of the MSRB's Electronic Municipal Market Access System ("EMMA")

Enhancement of RTRS Dealer Data Quality Summary Reports to Show New Deadlines

Reminder Regarding the Application of Rule G-37 to Federal Election Campaigns of Issuer Officials

Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System

Transaction Reporting of Dealer Buybacks of Auction Rate Securities: Rule G-14

Notice on Bank Tying Arrangements, Underpricing of Credit and Rule G-17 on Fair Dealing

Revised Series 51 Study Outline and Selection Specifications Filed with SEC

MSRB Files Proposal to Establish a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

Guidance, Notices & Resources

MSRB Rule Book

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the
Municipal Market