All Comments to Notice 2023-11

1. Advisabilitys: Email from Andrew Boyack dated January 9, 2024
2. Academy Securities, Inc.: Letter from Michael Boyd, Chief Compliance Officer, dated February 23, 2024
3. American Securities Association: Letter from Jessica R. Giroux, General Counsel, dated February 26, 2024
4. Amuni Financial, Inc.: Letter from Mike Petagna, President, dated January 8, 2024
5. Anonymous: Letter
6. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated February 26, 2024
7. Clary Consulting Company: Email from Lowell Clary dated February 16, 2024
8. Derivative Advisors: Letter from Elaine M. Philbrick, Principal, dated December 6, 2023
9. Dixworks, LLC: Email from Dennis Dix, Jr. dated February 9, 2024
10. Echo Valley Advisors, LLC: Letter from Julie Needham, President, dated February 23, 2024
11. Herold & Lantern Investments: Letter from Brad Harris, Director of Fixed Income – Municipal Bonds
12. Municipal Capital Markets Group, Inc.: Letter from Fred R. Cornwall, President, dated February 26, 2024
13. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated February 26, 2024
14. Regional Brokers, Inc.: Letter from H. Deane Armstrong, CCO, dated February 26, 2024
15. Ridgeline Municipal Strategies, LLC: Email from Dmitry Semenov dated December 29, 2023
16. Sanderlin Securities LLC: Letter from Matthew Kamler, President, dated January 26, 2024
17. Searle & Co., Inc.: Letter from Robert S. Searle, President, dated February 16, 2024
18. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated February 26, 2024
19. Shnayder, Yana: Email dated December 13, 2023
20. Siebert Williams Shank & Co., LLC: Letter from Suzanne Shank, President & Chief Executive Officer, and Gary Hall, President of Infrastructure & Public Finance, dated February 26, 2024
21. Speer Financial, Inc.: Letter from Daniel Forbes, President, dated February 20, 2024
22. Stern Brothers: Letter dated February 26, 2024

1. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated December 15, 2023

All Comments to Notice 2023-02

1. AKF Consulting: Letter from Andrea Feirstein, Managing Director, and Mark Chapleau, Senior Consultant, dated April 20, 2023
2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated April 17, 2023
3. College Savings Plans Network: Letter from Rachel Biar, Nebraska Assistant State Treasurer, NEST 529 College Savings Program Director, Chairman, College Savings Plans Network, dated April 17, 2023
4. Government Finance Officers Association: Letter from Emily Brock, Director, Federal Liaison Center, dated July 21, 2023
5. McLane, Curtis: Email dated April 19, 2023
6. my529: Letter from Richard K. Ellis, Executive Director, dated April 17, 2023
7. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated April 17, 2023

Comments on MSRB Notice 2009-51 (September 16, 2009)

1. ABA Securities Association: Letter from Carolyn Walsh, Deputy General Counsel, dated October 30, 2009
2. BMO Capital Markets GKST Inc.: Letter from Robert J. Stracks, Counsel, dated October 30, 2009
3. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated October 30, 2009

Comments on MSRB Notice 2009-47 (August 11, 2009)

1. First Southwest Company: Letter from Carl Giles, Managing Director, dated September 10, 2009
2. Metropolitan Washington Airports Authority: Letter from Lynn Hampton, CPA, Vice President for Finance and Chief Financial Officer, dated August 18, 2009
3. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 11, 2009
4. Securities Industry and Financial Markets Association: Letter from Leon J. Bijou, Managing Director and Associate General Counsel, dated September 11, 2009
5. Siebert Brandford Shank & Co., LLC: Letter from Napoleon Brandford, III, Chairman, dated September 8, 2009

Comments on MSRB Notice 2009-43 (July 14, 2009)

1. Allstate Investments, LLC: Letter from Patricia W. Wilson, Senior Managing Director, Global Alternatives, dated September 1, 2009
2. BMO Capital Markets GKST Inc: Letter from Robert J. Stracks, Counsel, dated September 1, 2009
3. First Southwest Company: Letter from Carl Giles, Managing Director, dated August 31, 2009
4. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 1, 2009
5. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated September 1, 2009

Comments on MSRB Notice 2009-35 (June 22, 2009) 

1. BMO Capital Markets: Letter from Robert J. Stracks, Counsel, dated August 7, 2009
2. George K. Baum & Company: Letter from Robert K. Dalton, Vice Chairman, dated July 30, 2009
3. George K. Baum & Company, Letter from Kent Lund, Executive Vice President, Chief Compliance Officer, dated August 7, 2009
4. Morgan Stanley: Letter from Stratford Shields, Managing Director, Head of Public Finance, dated July 30, 2009
5. Piper Jaffray & Co.: Letter from Frank Fairman, Managing Director, Head of Public Finance Services, and Rebecca Lawrence, Assistant General Counsel, dated August 7, 2009
6. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated August 7, 2009
7. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated August 7, 2009
8. Stone & Youngberg: Letter from Kenneth E. Williams, President, Chief Executive Officer, dated August 13, 2009

Comments on MSRB Notice 2009-20 (May 12, 2009)

1. First Southwest Company: Letter from Hill A. Feinberg, Chairman, dated June 26, 2009
2. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 29, 2009