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Notice 2009-43 - Request for Comment
Publication date: | Comment due:
Rule Number:

Rule G-8, Rule G-34

Comments on MSRB Notice 2009-43 (July 14, 2009)

  1. Allstate Investments, LLC: Letter from Patricia W. Wilson, Senior Managing Director, Global Alternatives, dated September 1, 2009
  2. BMO Capital Markets GKST Inc: Letter from Robert J. Stracks, Counsel, dated September 1, 2009
  3. First Southwest Company: Letter from Carl Giles, Managing Director, dated August 31, 2009
  4. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 1, 2009
  5. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated September 1, 2009