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Notice 2026-01 - Request for Comment
Publication date: | Comment due:
Request for Comment on MSRB Rule G-27 on Dealer Supervision
Information for:

Bank Dealers, Dealers, General Public, Investors

Rule Number:

Rule G-27

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Notice 2025-08 - Request for Comment
Publication date: | Comment due:
Request for Comment on MSRB Rule D-15 Defining the Term Sophisticated Municipal Market Professional
Information for:

General Public, Investors, Issuers

Rule Number:

Rule D-15

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  1. American Securities Association: Letter from Jessica R. Giroux, Chief Legal Officer, dated February 2, 2026
  2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, Research and Public Policy, dated February 2, 2026
  3. City of Richardson, TX: Letter from Aimee Ferguson [undated]
  4. Government Finance Officers Association: Letter from Emily S. Brock, Director, Federal Liaison Center, dated February 2, 2026
  5. Public Investors Advocate Bar Association: Letter from Michael Bixby, President, dated January 30, 2026
  6. Second Chair LLC: Email from Mark Conner dated November 3, 2025 and Letter from Mark Conner, Principal [undated]
  7. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated February 2, 2026
  8. Varnavides Law: Letter from Gary A. Varnavides dated February 2, 2026
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