Regulatory Documents

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Notice 2004-24 - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-24a - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Revised RTRS Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-22 - Informational Notice

Publication date: 06/25/2004

MSRB Publishes File Specifications for Upcoming XML Interface to the Electronic OS/ARD Submission System of the Municipal Securities Information Library®

Notice 2004-21 - Informational Notice

Publication date: 06/24/2004

MSRB Will Make Form RTRS Available On-Line

Notice 2004-20 - Informational Notice

Publication date: 06/24/2004

Real-Time Transaction Reporting: Summary of Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-21a - Informational Notice

Publication date: 06/24/2004

REAL-TIME TRANSACTION REPORTING: RTRS CERTIFICATION TESTING PLAN

Notice 2004-19 - Informational Notice

Publication date: 06/18/2004

Rule G-14: Reporting of Transactions Arising from Repurchase Agreements

Rule Number:

Rule G-14

Notice 2004-18 - Request for Comment

Publication date: 06/18/2004 | Comment due: 08/18/2004

Notice Requesting Comment on Draft Amendments to Rule G-34 to Facilitate Real-Time Transaction Reporting and Explaining Time of Trade for Reporting New Issue Trades

Rule Number:

Rule G-34

No comments available.

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Notice 2004-17 - Request for Comment

Publication date: 06/15/2004 | Comment due: 07/30/2004

Request for Comments on Draft Amendments to Rules G-20 and G-8 Relating to Gifts, Gratuities and Non-Cash Compensation in Municipal Debt Offerings and Sales of Municipal Fund Securities

Rule Number:

Rule G-20, Rule G-8

No comments available.

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Notice 2004-16 - Request for Comment

Publication date: 06/10/2004 | Comment due: 09/15/2004

Request for Comments on Draft Amendments Relating to Advertisements of Municipal Fund Securities and Draft Interpretive Guidance on Disclosures in Connection with Out-of-State Sales of College Savings Plan Shares

Rule Number:

Rule G-21, Rule G-17

No comments available.

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Notice 2004-14 - Informational Notice

Publication date: 06/04/2004

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-15 - Informational Notice

Publication date: 06/04/2004

Reminder Notice Concerning RTTM Implementation Date and Requirement for Comparison of Cash and Next-Day Trades: Rule G-12(f)

Rule Number:

Rule G-12

Notice 2004-13 - Informational Notice

Publication date: 06/01/2004

Real-Time Transaction Reporting: Notice of Filing of Proposed Rule Change to Rules G-14 and G-12(f)

Rule Number:

Rule G-12, Rule G-14

Notice 2004-12 - Request for Comment

Publication date: 05/12/2004 | Comment due: 06/25/2004

Request for Comments on Draft Amendments Relating to Official Statement Delivery Requirements Under Rule G-32 and Rule G-36

Rule Number:

Rule G-32

No comments available.

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Notice 2004-11 - Request for Comment

Publication date: 04/05/2004 | Comment due: 06/04/2004

Request for Comments on Draft Amendment to Rule G-38 Relating to Solicitation of Municipal Securities Business

Rule Number:

Rule G-37, Rule G-8, Rule G-9

No comments available.

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Notice 2004-10 - Informational Notice

Publication date: 03/22/2004

MSRB and TBMA Hold Compliance Seminar on May 1, 2004 in Chicago, IL

Notice 2004-09 - Informational Notice

Publication date: 03/03/2004

Notice on Deliveries of Step Out Transactions Through the Automated Comparison System

Rule Number:

Rule G-14

Notice 2004-08 - Informational Notice

Publication date: 02/25/2004

Additional Questions and Answers: Rules G-37 and G-38

Rule Number:

Rule G-37

Notice 2004-07 - Informational Notice

Publication date: 02/13/2004

Financial Statements-Fiscal Years Ended September 30, 2003 and 2002

Notice 2004-06 - Informational Notice

Publication date: 02/10/2004

Reminder Regarding Accuracy of Information Submitted to the MSRB Transaction Reporting System: Rule G-14

Rule Number:

Rule G-14

Notice 2004-05 - Informational Notice

Publication date: 02/02/2004

Amendments Approved Regarding the National Do-Not-Call Registry

Rule Number:

Rule G-8, Rule G-39

Notice 2004-04 - Informational Notice

Publication date: 01/29/2004

MSRB Publishes Glossary of Municipal Securities Terms, Second Edition

Notice 2004-03 - Informational Notice

Publication date: 01/26/2004

Review of Dealer Pricing Responsibilities

Rule Number:

Rule G-18, Rule G-30

Notice 2004-02 - Informational Notice

Publication date: 01/23/2004

Revised Specifications For the Real-Time Transaction Reporting System, Version 1.2

Notice 2004-01 - Informational Notice

Publication date: 01/15/2004

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Real-Time Transaction Reporting: Revised RTRS Certification Test Plan

MSRB Publishes File Specifications for Upcoming XML Interface to the Electronic OS/ARD Submission System of the Municipal Securities Information Library®

MSRB Will Make Form RTRS Available On-Line

Real-Time Transaction Reporting: Summary of Certification Test Plan

REAL-TIME TRANSACTION REPORTING: RTRS CERTIFICATION TESTING PLAN

Rule G-14: Reporting of Transactions Arising from Repurchase Agreements

Notice Requesting Comment on Draft Amendments to Rule G-34 to Facilitate Real-Time Transaction Reporting and Explaining Time of Trade for Reporting New Issue Trades

Request for Comments on Draft Amendments to Rules G-20 and G-8 Relating to Gifts, Gratuities and Non-Cash Compensation in Municipal Debt Offerings and Sales of Municipal Fund Securities

Request for Comments on Draft Amendments Relating to Advertisements of Municipal Fund Securities and Draft Interpretive Guidance on Disclosures in Connection with Out-of-State Sales of College Savings Plan Shares

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Reminder Notice Concerning RTTM Implementation Date and Requirement for Comparison of Cash and Next-Day Trades: Rule G-12(f)

Real-Time Transaction Reporting: Notice of Filing of Proposed Rule Change to Rules G-14 and G-12(f)

Request for Comments on Draft Amendments Relating to Official Statement Delivery Requirements Under Rule G-32 and Rule G-36

Request for Comments on Draft Amendment to Rule G-38 Relating to Solicitation of Municipal Securities Business

MSRB and TBMA Hold Compliance Seminar on May 1, 2004 in Chicago, IL

Notice on Deliveries of Step Out Transactions Through the Automated Comparison System

Additional Questions and Answers: Rules G-37 and G-38

Financial Statements-Fiscal Years Ended September 30, 2003 and 2002

Reminder Regarding Accuracy of Information Submitted to the MSRB Transaction Reporting System: Rule G-14

Amendments Approved Regarding the National Do-Not-Call Registry

MSRB Publishes Glossary of Municipal Securities Terms, Second Edition

Review of Dealer Pricing Responsibilities

Revised Specifications For the Real-Time Transaction Reporting System, Version 1.2

Recommendations Requested for Board Nominations

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market