Regulatory Documents

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Notice 1999-27 - Informational Notice

Publication date: 10/20/1999

SEC Approves Amendment to Rule G-16, on Periodic Compliance Examination

Notice 1999-26 - Informational Notice

Publication date: 09/10/1999

Board Elects Officers

Notice 1999-25 - Informational Notice

Publication date: 09/03/1999

Public Reporting of Individual Transactions in Frequently-Traded Municipal Securities

Notice 1999-24 - Informational Notice

Publication date: 08/27/1999

Municipal Fund Securities - Revised Draft Rule Changes

Notice 1999-23 - Informational Notice

Publication date: 08/26/1999

Proposed Amendments Filed to Pending Amendments at the SEC: Rules G-38, G-37 and G-8

Notice 1999-22 - Informational Notice

Publication date: 08/13/1999

Amendment Filed to Rule G-16, on Periodic Compliance Examination

Notice 1999-20 - Informational Notice

Publication date: 07/15/1999

Board Will Host Forums on Land-Secured Disclosure

Notice 1999-21 - Informational Notice

Publication date: 07/15/1999

Official Statement Deliveries Under Rules G-32 and G-36 and Exchange Act Rule 15c2-12

Notice 1999-19 - Informational Notice

Publication date: 06/09/1999

Revised Test Specifications and Study Outline for the Series 52 Examination

Notice 1999-18 - Informational Notice

Publication date: 05/28/1999

The Board has filed with the SEC a series of technical amendments to rules A-3, A-5, A-7, A-11 through A-15, A-17, D-5, G-1 through G-3, G-5 through G-9, G-11 through G-16, G-18, G-20, G-23, G-27, G-28, G-32, G-34, G-36, G-37 and G-39. The technical amendments become operative on July 1, 1999.

Notice 1999-17 - Informational Notice

Publication date: 05/20/1999

MSRB and NCSHA Announce Test Program for the Electronic Submission of Continuing Disclosure Information to the MSRB

Notice 1999-16 - Informational Notice

Publication date: 05/10/1999

SEC Approves Amendment on Automated Confirmation/Acknowledgement: Rule G-15(d)(ii)

Notice 1999-15 - Informational Notice

Publication date: 04/30/1999

Amendment Approved Concerning Disclosure of Designation Information to Syndicate Members: Rule G-11(g)(iii)

Notice 1999-14 - Informational Notice

Publication date: 04/22/1999

Timely Dissemination of Information on Advance Refunded Securities

Notice 1999-13 - Informational Notice

Publication date: 04/20/1999

Amendment Filed to Proposed Rule Change on Rule G-15(d)(ii) on Automated Confirmation/Acknowledgement

Notice 1999-12 - Informational Notice

Publication date: 04/19/1999

Comments Requested on Additional Requirements for Pending Amendments on Disclosure of Consultants’ Contributions

Notice 1999-11 - Informational Notice

Publication date: 04/15/1999

Customer Transaction Reporting Reminder on Transactions with Issuers and New Error Codes

Notice 1999-10 - Informational Notice

Publication date: 03/31/1999

Financial Advisors Acting as Remarketing Agents: Rule G-23

Notice 1999-09 - Informational Notice

Publication date: 03/23/1999

Notice Regarding the Application of Rule G-37 to Presidential Campaigns of Issuer Officials

Notice 1999-08 - Informational Notice

Publication date: 03/17/1999

Board is requesting comments regarding the application of existing Board rules and certain draft rule changes relating to municipal fund securities: rules A-13, G-3, G-8, G-14, G-15, G-26 and G-34 and draft rule D-12

Notice 1999-07 - Informational Notice

Publication date: 03/11/1999

Amendment Filed to Rule G-11(g)(iii) Concerning the Disclosure of Designation Information to Syndicate Members

Notice 1999-06 - Informational Notice

Publication date: 03/04/1999

Rule G-38 Question and Answer Agreement to Jointly Seek Underwriting Assignments

Notice 1999-05 - Informational Notice

Publication date: 02/09/1999

The SEC has approved amendments to exempt certain dealers from disclosure and recordkeeping requirements relating to political contributions and municipal securities business – Rules G-37, G-8, G-9 and G-38

Notice 1999-03 - Informational Notice

Publication date: 01/29/1999

MSRB Rule Book Available in February

Notice 1999-04 - Informational Notice

Publication date: 01/29/1999

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

SEC Approves Amendment to Rule G-16, on Periodic Compliance Examination

Board Elects Officers

Public Reporting of Individual Transactions in Frequently-Traded Municipal Securities

Municipal Fund Securities - Revised Draft Rule Changes

Proposed Amendments Filed to Pending Amendments at the SEC: Rules G-38, G-37 and G-8

Amendment Filed to Rule G-16, on Periodic Compliance Examination

Board Will Host Forums on Land-Secured Disclosure

Official Statement Deliveries Under Rules G-32 and G-36 and Exchange Act Rule 15c2-12

Revised Test Specifications and Study Outline for the Series 52 Examination

The Board has filed with the SEC a series of technical amendments to rules A-3, A-5, A-7, A-11 through A-15, A-17, D-5, G-1 through G-3, G-5 through G-9, G-11 through G-16, G-18, G-20, G-23, G-27, G-28, G-32, G-34, G-36, G-37 and G-39. The technical amendments become operative on July 1, 1999.

MSRB and NCSHA Announce Test Program for the Electronic Submission of Continuing Disclosure Information to the MSRB

SEC Approves Amendment on Automated Confirmation/Acknowledgement: Rule G-15(d)(ii)

Amendment Approved Concerning Disclosure of Designation Information to Syndicate Members: Rule G-11(g)(iii)

Timely Dissemination of Information on Advance Refunded Securities

Amendment Filed to Proposed Rule Change on Rule G-15(d)(ii) on Automated Confirmation/Acknowledgement

Comments Requested on Additional Requirements for Pending Amendments on Disclosure of Consultants’ Contributions

Customer Transaction Reporting Reminder on Transactions with Issuers and New Error Codes

Financial Advisors Acting as Remarketing Agents: Rule G-23

Notice Regarding the Application of Rule G-37 to Presidential Campaigns of Issuer Officials

Board is requesting comments regarding the application of existing Board rules and certain draft rule changes relating to municipal fund securities: rules A-13, G-3, G-8, G-14, G-15, G-26 and G-34 and draft rule D-12

Amendment Filed to Rule G-11(g)(iii) Concerning the Disclosure of Designation Information to Syndicate Members

Rule G-38 Question and Answer Agreement to Jointly Seek Underwriting Assignments

The SEC has approved amendments to exempt certain dealers from disclosure and recordkeeping requirements relating to political contributions and municipal securities business – Rules G-37, G-8, G-9 and G-38

MSRB Rule Book Available in February

Release Regarding the Land-Secured Financing Steering Committee

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market