Regulatory Documents

Select regulatory documents by category:

Notice 2005-23 - Informational Notice

Publication date: 04/22/2005

Reminder of Amendments to Remove Exemptions from Regulatory Element of Continuing Education Program

Rule Number:

Rule G-3

Notice 2005-21 - Informational Notice

Publication date: 04/01/2005

Amendment No. 1 Filed to Proposal to Add Requirements for Predispute Arbitration Agreements with Customers

Rule Number:

Rule G-8

Notice 2005-22 - Informational Notice

Publication date: 04/01/2005

Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2005-20 - Informational Notice

Publication date: 03/23/2005

Amendment Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-39

Rule Number:

Rule G-39

Notice 2005-19 - Informational Notice

Publication date: 03/22/2005

Real-Time Compliance Data Reports are Available

Rule Number:

Rule G-14

Notice 2005-18 - Informational Notice

Publication date: 03/21/2005

Notice of Filing of Amendment to Rule G-8, on Recordkeeping, to Add Requirements for Predispute Arbitration Agreements with Customers, Effective May 1, 2005

Rule Number:

Rule G-8, Rule A-11

Notice 2005-17 - Informational Notice

Publication date: 03/17/2005

MSRB Files Proposed Amendments to Rule G-38 with SEC

Rule Number:

Rule G-38

Notice 2005-16 - Informational Notice

Publication date: 03/15/2005

Proposed Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business to Be Filed with the Securities and Exchange Commission

Rule Number:

Rule G-8, Rule G-37, Rule G-38

Notice 2005-15 - Informational Notice

Publication date: 03/08/2005

MSRB Files Comment Letter on SEC Concept Release

Rule Number:

Rule G-37

Notice 2005-14 - Informational Notice

Publication date: 03/04/2005

Amendment to Rule G-41, on Anti-Money Laundering Compliance

Rule Number:

Rule G-41

Notice 2005-13 - Informational Notice

Publication date: 03/02/2005

Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

Rule Number:

Rule G-14

Notice 2005-12 - Informational Notice

Publication date: 02/28/2005

RTRS Web Educational Conference Calls

Notice 2005-10 - Informational Notice

Publication date: 02/02/2005

MSRB and TBMA to Hold Compliance Seminar on May 25, 2005 in Chicago, IL

Notice 2005-09 - Informational Notice

Publication date: 01/31/2005

A First for Investors: Real-Time Muni Bond Prices MSRB and BMA Partner to Make New Trading Data Available for Free

Notice 2005-08 - Informational Notice

Publication date: 01/26/2005

Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

Rule Number:

Rule G-14

Notice 2005-07 - Informational Notice

Publication date: 01/25/2005

Recommendations Requested for Board Nominations

Notice 2005-05 - Informational Notice

Publication date: 01/13/2005

Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-20, on Gifts and Gratuities, and Rule G-8, on Recordkeeping

Rule Number:

Rule G-8, Rule G-20

Notice 2005-03 - Informational Notice

Publication date: 01/12/2005

Amendments Approved to Rule G-34 to Facilitate Real-Time Transaction Reporting

Rule Number:

Rule G-34

Notice 2005-04 - Informational Notice

Publication date: 01/12/2005

RTRS Error Feedback

Rule Number:

Rule G-12, Rule G-14

Notice 2005-02 - Informational Notice

Publication date: 01/10/2005

Real-Time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2004-42 - Informational Notice

Publication date: 12/16/2004

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21

Notice 2004-40 - Informational Notice

Publication date: 12/10/2004

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2004-41 - Informational Notice

Publication date: 12/10/2004

SEC Approves Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

Notice 2004-39 - Informational Notice

Publication date: 11/23/2004

SEC Approves New Historical Data Product

Notice 2004-38 - Informational Notice

Publication date: 11/22/2004

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Rule Number:

Rule G-14, Rule G-34

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Reminder of Amendments to Remove Exemptions from Regulatory Element of Continuing Education Program

Amendment No. 1 Filed to Proposal to Add Requirements for Predispute Arbitration Agreements with Customers

Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

Amendment Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-39

Real-Time Compliance Data Reports are Available

Notice of Filing of Amendment to Rule G-8, on Recordkeeping, to Add Requirements for Predispute Arbitration Agreements with Customers, Effective May 1, 2005

MSRB Files Proposed Amendments to Rule G-38 with SEC

Proposed Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business to Be Filed with the Securities and Exchange Commission

MSRB Files Comment Letter on SEC Concept Release

Amendment to Rule G-41, on Anti-Money Laundering Compliance

Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

RTRS Web Educational Conference Calls

MSRB and TBMA to Hold Compliance Seminar on May 25, 2005 in Chicago, IL

A First for Investors: Real-Time Muni Bond Prices MSRB and BMA Partner to Make New Trading Data Available for Free

Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

Recommendations Requested for Board Nominations

Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-20, on Gifts and Gratuities, and Rule G-8, on Recordkeeping

Amendments Approved to Rule G-34 to Facilitate Real-Time Transaction Reporting

RTRS Error Feedback

Real-Time Transaction Reporting: Rule G-14

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

SEC Approves Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

SEC Approves New Historical Data Product

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market