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Notice 2007-10 - Request for Comment
Publication date: | Comment due:
Rule Number:

Rule G-14, Rule G-34

Comments on MSRB Notice 2007-10 (March 5, 2007)

  1. Bear Stearns and Co. Inc.: Letter from Daniel L. Keating, Senior Managing Director, dated May 9, 2007
  2. CUSIP Service Bureau: Letter from Gerard Faulkner, Director of Operations, dated May 1, 2007
  3. First Southwest Company: Letter from Richard A. DeLong, Managing Director, Municipal Trading and Underwriting, dated May 3, 2007
  4. J.J.B. Hilliard, W.L. Lyons, Inc.: Letter from Lu Ann Vargo, Senior Vice President, Municipal Trader/Underwriter, dated April 4, 2007
  5. Joe Jolly and Co., Inc.: Letter from Joe Jolly, Jr., dated May 3, 2007
  6. Lehman Brothers: E-mail from Richard Sentochnik, Senior Vice President, dated May 3, 2007
  7. Roosevelt and Cross, Inc.: Letter from Raymond J. O'Sullivan, Executive Vice President,
    dated April 30, 2007
  8. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Vice President and Assistant General Counsel, dated May 9, 2007
  9. Wiley Bros. Facsimile from Carrie Harris, dated May 3, 2007