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Notice 2017-17 - Request for Comment
Publication date: | Comment due:
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-45

1.  American Funds Distributors, Inc.: Letter from Maria Manotok, Senior Counsel, dated September 21, 2017

2.  Ascensus College Savings: Letter from Sandra Madden, General Counsel, dated September 21, 2017

3.  College Savings Plans Network and College Savings Foundation: Letter from Richard J. Polimeni, Chairman, College Savings Foundation, and Young Boozer, Chairman, College Savings Plans Network, dated September 21, 2017

4.  Investment Company Institute: Letter from Tamara K. Salmon, Senior Associate Counsel, dated September 21, 2017

5.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, and Bernard Canepa, Vice President and Assistant General Counsel, dated September 21, 2017

6.  State of West Virginia: Letter from John D. Perdue, State Treasurer, dated September 18, 2017