Rules | MSRB

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Expanded Compact

Number	Name	Status	Rule Category	Regulated Entity
Rule A-11	Assessments for Municipal Advisor Professionals			Municipal Advisors

Rule A-11

Last Updated: 01/01/2026

Assessments for Municipal Advisor Professionals

Rule for:

Municipal Advisors

Status:

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SEC Filing (09/30/2025)

Proposed Rule Change to Amend MSRB Rules A-11 and A-13 Pursuant to a Multi-Year Rate Card and to Make Related Technical Amendments

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Notice (12/22/2025)

SEC Approves Amendments to MSRB Rules A-11 and A-13 Establishing New Multi-Year Rate Card Fees for Dealers and Municipal Advisors

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