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Rule A-12
Last Updated:
08/09/2022
Rule D-15
Last Updated:
No amendment history
| Number | Name | Status | Rule Category | Regulated Entity |
|---|---|---|---|---|
| Rule A-12 | Registration |
|
Dealers, Municipal Advisors | |
| Rule D-15 | Sophisticated Municipal Market Professional | Dealers, Bank Dealers |
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Request for Comment on MSRB Rule D-15 Defining the Term Sophisticated Municipal Market Professional