Click to see Rules that have recent rulemaking activity or compliance resources:

Rules with Recent

Expanded Compact
Rule A-12
Last Updated: 08/09/2022
Registration
Rule for:

Dealers, Municipal Advisors

Status:
Compliance Resource
Steps for Registering as a Municipal Advisor
View Resource
IF-3
Last Updated: No amendment history
Electronic Municipal Market Access System - EMMA
Status:
Print