Click to see Rules that have recent rulemaking activity or compliance resources:
Rule G-34
Last Updated:
12/14/2017
CUSIP Numbers, New Issue, and Market Information Requirements
Rule Summary: Establishes requirements relating to CUSIP numbers for dealers and, in competitive offerings, municipal advisors; requires underwriter participation in the New Issue Information Dissemination Service (NIIDS); and requires submission of certain information and documents related to auction rate securities and variable rate demand obligations to the SHORT system.
Rule for:
Dealers, Municipal Advisors, Bank Dealers
Status:
Rule D-15
Last Updated:
No amendment history
Request for Comment
Request for Comment on MSRB Rule D-15 Defining the Term Sophisticated Municipal Market Professional