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Rule G-4
Last Updated:
08/07/1991
Statutory Disqualifications
Rule Summary: Prohibits dealers and their associated persons who have been the subject of certain disciplinary actions from qualifying under the MSRB’s professional qualification rules.
Rule for:
Dealers, Bank Dealers
Status:
Rule G-13
Last Updated:
06/15/1999
Quotations Relating to Municipal Securities
Rule Summary: Requires quotations distributed or published by a dealer to represent bona fide bids or offers of municipal securities, based upon the dealer’s best judgment of the fair market value of the securities, and prohibits misrepresentation of another dealer’s quotations.
Rule for:
Dealers, Bank Dealers
Status: