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Rule G-17
Last Updated:
11/06/2019
Conduct of Municipal Securities and Municipal Advisory Activities
Rule Summary: Requires dealers and municipal advisors to deal fairly with all persons and not to engage in any deceptive, dishonest or unfair practice.
Rule for:
Dealers, Municipal Advisors, Bank Dealers, Municipal Fund Securities
Status:
Rule G-26
Last Updated:
04/22/2019
Customer Account Transfers
Rule Summary: Ensures that a uniform account transfer standard applies to all dealers.
Rule for:
Dealers, Bank Dealers, Municipal Fund Securities
Status:
Request for Comment
Concept Release: MSRB Requests Comment on Potential Modernization of Municipal Fund Securities Disclosure Obligations