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Rule G-2
Last Updated:
02/26/2015
Standards of Professional Qualification
Rule Summary: Prohibits dealers from effecting transactions in municipal securities and municipal advisors from engaging in municipal advisory activities unless they and their associated personnel are qualified in accordance with MSRB rules.
Rule for:
Dealers, Municipal Advisors, Bank Dealers
Status:
Compliance Resource (11/19/2025)
Steps for Registering as a Municipal Advisor
Rule G-42
Last Updated:
05/07/2018
Duties of Non-Solicitor Municipal Advisors
Rule Summary: Establishes the core standards of conduct and duties of municipal advisors when engaging in municipal advisory activities (as defined in this rule).
Rule for:
Municipal Advisors, Municipal Fund Securities
Status:
