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Rule G-27
Last Updated:
07/01/2024
Supervision
Rule Summary: Outlines requirements for a dealer’s supervision of personnel engaged in activities involving municipal securities activities.
Rule for:
Dealers, Bank Dealers, Municipal Fund Securities
Status:
Rule G-35
Last Updated:
04/22/2019
Arbitration
Rule Summary: Subjects bank dealers to arbitration program.
Rule for:
Dealers, Bank Dealers
Status:
Request for Comment on MSRB Rule G-27 on Dealer Supervision