Click to see Rules that have recent rulemaking activity or compliance resources:
Rule G-2
Last Updated:
02/26/2015
Standards of Professional Qualification
Rule Summary: Prohibits dealers from effecting transactions in municipal securities and municipal advisors from engaging in municipal advisory activities unless they and their associated personnel are qualified in accordance with MSRB rules.
Rule for:
Dealers, Municipal Advisors, Bank Dealers
Status:
Compliance Resource (11/19/2025)
Steps for Registering as a Municipal Advisor
Rule G-3
Last Updated:
10/12/2023
Professional Qualification Requirements
Rule Summary: Establishes professional qualification and continuing education requirements for, and specifies the number of supervisory personnel who must be associated with, dealers and municipal advisors.
Rule for:
Dealers, Municipal Advisors, Bank Dealers, Municipal Fund Securities
Status:
Compliance Resource (11/19/2025)
Steps for Registering as a Municipal Advisor
Rule A-11
Last Updated:
01/01/2026
SEC Filing (09/30/2025)
Proposed Rule Change to Amend MSRB Rules A-11 and A-13 Pursuant to a Multi-Year Rate Card and to Make Related Technical Amendments
Notice (12/22/2025)
SEC Approves Amendments to MSRB Rules A-11 and A-13 Establishing New Multi-Year Rate Card Fees for Dealers and Municipal Advisors
Rule A-12
Last Updated:
08/09/2022
