4 Results Found
Regulatory Document
Application of Rule G-37 to Presidential Campaigns of Issuer Officials
… Application of Rule G-37 to Presidential Campaigns of Issuer Officials March 23, 1999 In response to numerous calls on this subject, the Board wishes to … persons interested in contributing to an issuer official's Presidential campaign to the MSRB Interpretation of May 31, 1995 (the “1995 Interpretive Letter”). [1] Rule G-37, among other … numerous calls on this subject, the Board wishes to reiterate its position on the application of rule G-37, on political contributions and prohibitions on municipal securities business, to …
Regulatory Document
Solicitation of Contributions
… Solicitation of Contributions May 21, 1999 Solicitation of contributions. This is in response to your letter in which you summarize your understanding of our telephone conversation relating to … Solicitation of contributions. This is in response to your letter in which you summarize your understanding of our telephone conversation relating to …
Regulatory Document
Notice Regarding the Application of Rule G-37 to Presidential Campaigns of Issuer Officials
… Notice Regarding the Application of Rule G-37 to Presidential Campaigns of Issuer Officials MSRB Notice 1999-09 March 23, 1999 Notice Regarding the Application of Rule G-37 to Presidential …
Regulatory Document
Municipal Fund Securities - Revised Draft Rule Changes
… Municipal Fund Securities - Revised Draft Rule Changes MSRB Notice 1999-24 August 27, 1999 The Board is requesting further comments on revised draft … for further comment from industry participants. The Board believes that many of the comments reflect a misunderstanding of the nature of the Board's rulemaking proposals and … types of state or local governmental programs involving investment interests in which dealers may effect transactions: pooled investment funds under trusts established by state or local …
