4 Results Found
Press Releases
SEC, MSRB, FINRA to Hold Virtual Compliance Outreach Program
Dealers, Municipal Advisors
Contact: Leah Szarek, Chief External Relations Officer
202-838-1500
lszarek@msrb.org
SEC, MSRB, FINRA TO HOLD VIRTUAL COMPLIANCE OUTREACH PROGRAM
Washington, D.C. – The Securities and Exchange Commission (SEC),…
Press Releases
Regulators to Hold Outreach Event For Municipal Market Professionals
Bank Dealers, Dealers, Issuers, Municipal Advisors, Municipal Fund Securities
REGULATORS TO HOLD OUTREACH EVENT FOR MUNICIPAL MARKET PROFESSIONALS Washington D.C. — The Municipal Securities Rulemaking Board (MSRB), Securities and Exchange Commission and FINRA today announced that registration is now open for the 2025 Joint Compliance Outreach Program, a two-day event to discuss compliance and regulatory matters…
Event
Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period
Event
The Bond Buyer Infrastructure Conference
MSRB CEO Mark Kim will be speaking on the panel discussion, Washington Policy Shifts and the Infrastructure Funding Challenge Ahead.
