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Podcast
Publication date:
Now You Are a Municipal Advisor – Disclosure Fundamentals
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part II (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Podcast
Publication date:
Municipal Advisor Considerations in Preparing for Examination
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part I (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Podcast
Publication date:
MSRB Rule G-37: Promoting Integrity in the Municipal Securities Market
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Getting the Facts on the Muni Market
Information for:

Investors, General Public

Topic:

529 Plans and ABLE Programs, Continuing Disclosure, MSRB Rules, Official Statements, Primary Market, Secondary Market

Podcast
Publication date:
Professional Qualifications - A Conversation about MSRB Rule G-3
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Publication
Publication date:
Basics of MB Issuers Audited Financial Reports
Information for:

Investors, General Public

Topic:

Continuing Disclosure, MSRB Rules, Risks and Considerations

Publication
Publication date:
Regulation Information and Resources
Information for:

Investors, General Public

Topic:

MSRB Rules, Pricing, Yield Curves and Indices

Video
Publication date:
Submitting Modifying Canceling Trade through RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Regulatory Status and Error Code Review
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Compliance Reports
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-17 Making Disclosures to Issuers (No CPE)
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Introduction to RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Webinar
Publication date:
Compliance Workshop: Small Firm Municipal Advisor Supervision (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Publication
Publication date:
What is Mark-up
Information for:

Investors, General Public

Topic:

MSRB Rules, Pricing, Secondary Market

Publication
Publication date:
Minimum Denominations of Municipal Securities
Information for:

Dealers

Topic:

MSRB Rules, Primary Market

Publication
Publication date:
Overview of Disclosure Obligations for a Primary Offering
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements

Publication
Publication date:
Senior Investor Protection
Information for:

Investors, General Public, Dealers

Topic:

MSRB Rules

Publication
Publication date:
Understanding Confirmation
Information for:

Investors, General Public

Topic:

MSRB Rules, Pricing, Primary Market, Secondary Market

Publication
Publication date:
What to Expect from Your Municipal Advisor
Information for:

Municipal Advisors, Issuers

Topic:

MSRB Rules, Pricing, Primary Market

Publication
Publication date:
Best Execution Investors Perspective
Information for:

Investors, General Public

Topic:

MSRB Rules, Pricing, Secondary Market

Publication
Publication date:
What to Expect from Your Underwriter
Information for:

Issuers, Dealers

Topic:

MSRB Rules, Pricing, Primary Market

Publication
Publication date:
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements, Primary Market

Publication
Publication date:
Did I Get a Fair Price?
Information for:

Investors, General Public

Topic:

MSRB Rules, Pricing, Secondary Market