Select Resources by format:
Now You Are a Municipal Advisor – Disclosure Fundamentals
Municipal Advisors
MSRB Rules
Municipal Advisor Considerations in Preparing for Examination
Municipal Advisors
MSRB Rules
MSRB Rule G-37: Promoting Integrity in the Municipal Securities Market
Municipal Advisors, Dealers
MSRB Rules
Getting the Facts on the Muni Market
Investors, General Public
529 Plans and ABLE Programs, Continuing Disclosure, MSRB Rules, Official Statements, Primary Market, Secondary Market
Professional Qualifications - A Conversation about MSRB Rule G-3
Municipal Advisors, Dealers
MSRB Rules
Basics of MB Issuers Audited Financial Reports
Investors, General Public
Continuing Disclosure, MSRB Rules, Risks and Considerations
Regulation Information and Resources
Investors, General Public
MSRB Rules, Pricing, Yield Curves and Indices
Submitting Modifying Canceling Trade through RTRS Web
Dealers
MSRB Rules, Secondary Market
RTRS Web Regulatory Status and Error Code Review
Dealers
MSRB Rules, Secondary Market
RTRS Web Compliance Reports
Dealers
MSRB Rules, Secondary Market
The Issuance Process
Municipal Advisors, Issuers, Investors, General Public, Dealers
Continuing Disclosure, Deal Team, Official Statements, Primary Market
Introduction to RTRS Web
Dealers
MSRB Rules, Secondary Market
Minimum Denominations of Municipal Securities
Dealers
MSRB Rules, Primary Market
Overview of Disclosure Obligations for a Primary Offering
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, MSRB Rules, Official Statements
Senior Investor Protection
Investors, General Public, Dealers
MSRB Rules
Best Execution Investors Perspective
Investors, General Public
MSRB Rules, Pricing, Secondary Market
Financial Consideration for Hiring Municipal Advisors
Municipal Advisors, Issuers
Deal Team, Primary Market
Financing-Team.pdf
Municipal Advisors, Issuers, Dealers
Deal Team, Primary Market
What to Expect from Your Underwriter
Issuers, Dealers
MSRB Rules, Pricing, Primary Market
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Municipal Advisors, Issuers, Dealers
Continuing Disclosure, MSRB Rules, Official Statements, Primary Market
Professionals Involved in a Competitive Transaction
Issuers
Deal Team, Primary Market
