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Professional Qualifications - A Conversation about MSRB Rule G-3
Municipal Advisors, Dealers
MSRB Rules
Basics of MB Issuers Audited Financial Reports
Investors, General Public
Continuing Disclosure, MSRB Rules, Risks and Considerations
Regulation Information and Resources
Investors, General Public
MSRB Rules, Pricing, Yield Curves and Indices
Submitting Modifying Canceling Trade through RTRS Web
Dealers
MSRB Rules, Secondary Market
RTRS Web Regulatory Status and Error Code Review
Dealers
MSRB Rules, Secondary Market
RTRS Web Compliance Reports
Dealers
MSRB Rules, Secondary Market
The Issuance Process
Municipal Advisors, Issuers, Investors, General Public, Dealers
Continuing Disclosure, Deal Team, Official Statements, Primary Market
Introduction to RTRS Web
Dealers
MSRB Rules, Secondary Market
Minimum Denominations of Municipal Securities
Dealers
MSRB Rules, Primary Market
Overview of Disclosure Obligations for a Primary Offering
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, MSRB Rules, Official Statements
Senior Investor Protection
Investors, General Public, Dealers
MSRB Rules
What to Expect from Your Underwriter
Issuers, Dealers
MSRB Rules, Pricing, Primary Market
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Municipal Advisors, Issuers, Dealers
Continuing Disclosure, MSRB Rules, Official Statements, Primary Market
Professionals Involved in a Competitive Transaction
Issuers
Deal Team, Primary Market
Professionals Involved in a Negotiated Transaction
Issuers
Deal Team, Primary Market
Understanding Confirmation
Investors, General Public
MSRB Rules, Pricing, Primary Market, Secondary Market
What to Expect from Your Municipal Advisor
Municipal Advisors, Issuers
MSRB Rules, Pricing, Primary Market
Best Execution Investors Perspective
Investors, General Public
MSRB Rules, Pricing, Secondary Market
Financial Consideration for Hiring Municipal Advisors
Municipal Advisors, Issuers
Deal Team, Primary Market
Financing-Team.pdf
Municipal Advisors, Issuers, Dealers
Deal Team, Primary Market
Legal Entity Identifiers
Municipal Advisors, Issuers, Dealers
MSRB Rules
Navigating the SHORT System
Dealers
MSRB Rules
Submitting Data Elements for Variable Rate Securities
Dealers
MSRB Rules
Municipal Advisor Participating in the Rulemaking Process
Municipal Advisors
MSRB Rules
Being Regulated – An Introduction for Municipal Advisors
Municipal Advisors
MSRB Rules
