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Notice MSRB Notice 2026-07 - Regulatory Reminder
Publication date:
Notice on Voluntary Early Compliance By Municipal Advisors and Bank Dealers With Recent Rule G-20 Amendments Before December 1, 2026
Information for:

Municipal Advisors

Rule Number:

Rule G-20

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Notice 2026-04 - Informational Notice
Publication date:
MSRB Amends Rule G-20 to Increase Gift Limit, Consistent with Recent FINRA Amendments
Information for:

Dealers, Municipal Advisors

Rule Number:

Rule G-20

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Notice 2026-03 - Request for Comment
Publication date: | Comment due:
Request for Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review (as revised on May 6, 2026)
Information for:

Bank Dealers, Dealers, Issuers, Municipal Advisors

Rule Number:

Rule G-1, Rule G-3, Rule G-20, Rule G-23, Rule G-37

  1. American Securities Association: Letter from Jessica R. Giroux, Chief Legal Officer, dated July 20, 2026
  2. First Hawaiian Bank: Email from Ryan Ushijima dated July 10, 2026
  3. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated July 20, 2026
  4. PFM Financial Advisors, LLC: Letter from Cheryl Maddox, Chief Legal and Compliance Officer, dated July 20, 2026
  5. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated July 20, 2026
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Notice 2026-02 - Informational Notice
Publication date:
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Testing
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

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