Regulatory Documents

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Notice 2024-04 - Informational Notice

Publication date: 02/16/2024

Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card

Rule Number:

Rule A-11, Rule A-13

Notice 2024-02 - Informational Notice

Publication date: 01/30/2024

Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-13

Notice 2023-10 - Informational Notice

Publication date: 11/30/2023

MSRB Establishes 2024 Annual Rate Card Fees for Dealers and Municipal Advisors

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-13

Notice 2022-06 - Informational Notice

Publication date: 07/29/2022

MSRB Revises and Resubmits Annual Rate Card Amendments

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-12, Rule A-13

Notice 2022-03 - Informational Notice

Publication date: 06/02/2022

MSRB Amends Certain Fees for Dealers and Municipal Advisors and Proposes an Annual Rate Card Process

Information for:

Bank Dealers, Dealers, Issuers

Rule Number:

Rule A-11, Rule A-12, Rule A-13

Notice 2021-05 - Informational Notice

Publication date: 03/01/2021

MSRB Temporarily Reduces Market Activity Fees by 40 Percent

Information for:

Bank Dealers, Dealers

Rule Number:

Rule A-13

Notice 2020-11 - Informational Notice

Publication date: 05/28/2020

MSRB Waives Market Activity Fees for Transactions with the Municipal Market Liquidity Facility

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-13

Notice 2018-16 - Approval Notice

Publication date: 07/23/2018

MSRB Temporarily Reduces Underwriting, Transaction and Technology Fees Assessed on Dealers

Information for:

Bank Dealers, Dealers

Rule Number:

Rule A-13

Notice 2018-09 - Request for Comment

Publication date: 05/16/2018 | Comment due: 07/16/2018

Request for Comment on Draft MSRB Rule G-36, on Discretionary Transactions in Customer Accounts, and Related Draft Amendments

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-36, Rule D-10

All Comments to Notice 2018-09

1. Bond Dealers of America: Letter from Mike Nicholas, Chief Executive Officer, dated July 16, 2018

2. Financial Services Institute: Letter from Robin Traxler, Vice President, Regulatory Affairs and Associate General Counsel, dated July 16, 2018

3. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated July 16, 2018

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Notice 2015-13 - Informational Notice

Publication date: 08/10/2015

MSRB Adjusts Fees to Align Revenues with Operational and Capital Expenses

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-12, Rule A-13

Notice 2010-62 - Informational Notice

Publication date: 12/30/2010

SEC Approves Transaction Fee Increase and New Technology Fee

Rule Number:

Rule A-13

Notice 2009-61 - Informational Notice

Publication date: 12/01/2009

Reminder of December 1, 2009 Effective Date of Amendments to Rule A-13 on Underwriting Assessments

Rule Number:

Rule G-32, Rule A-13

Notice 2009-56 - Informational Notice

Publication date: 09/30/2009

Amendments to Rule A-13 on Underwriting Assessments

Rule Number:

Rule A-13

Notice 2001-02 - Informational Notice

Publication date: 01/19/2001

Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission

Rule Number:

Rule D-12, Rule A-13, Rule G-3, Rule G-8, Rule G-14, Rule G-15, Rule G-26, Rule G-32, Rule G-34

Notice 2000-17 - Informational Notice

Publication date: 04/27/2000

Revision to Board Fee Assessments: Rule A-13

Rule Number:

Rule A-13

Notice 2000-15 - Informational Notice

Publication date: 04/05/2000

Proposed Rule Changes Relating to Municipal Fund Securities Filed with the Securities and Exchange Commission

Rule Number:

Rule D-12, Rule A-13, Rule G-3, Rule G-8, Rule G-26, Rule G-32, Rule G-34

Notice 2000-06 - Informational Notice

Publication date: 02/07/2000

Revision to Board Fee Assessments: Rule A-13

Rule Number:

Rule A-13

Regulatory Documents for the
Municipal Market

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Regulatory Document Type

Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card

Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees

MSRB Establishes 2024 Annual Rate Card Fees for Dealers and Municipal Advisors

MSRB Revises and Resubmits Annual Rate Card Amendments

MSRB Amends Certain Fees for Dealers and Municipal Advisors and Proposes an Annual Rate Card Process

MSRB Temporarily Reduces Market Activity Fees by 40 Percent

MSRB Waives Market Activity Fees for Transactions with the Municipal Market Liquidity Facility

MSRB Temporarily Reduces Underwriting, Transaction and Technology Fees Assessed on Dealers

Request for Comment on Draft MSRB Rule G-36, on Discretionary Transactions in Customer Accounts, and Related Draft Amendments

MSRB Adjusts Fees to Align Revenues with Operational and Capital Expenses

SEC Approves Transaction Fee Increase and New Technology Fee

Reminder of December 1, 2009 Effective Date of Amendments to Rule A-13 on Underwriting Assessments

Amendments to Rule A-13 on Underwriting Assessments

Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission

Revision to Board Fee Assessments: Rule A-13

Proposed Rule Changes Relating to Municipal Fund Securities Filed with the Securities and Exchange Commission

Revision to Board Fee Assessments: Rule A-13

Guidance, Notices & Resources

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MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market