Regulatory Documents

Select regulatory documents by category:

Notice 2009-42 - Informational Notice

Publication date: 07/14/2009

Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

Information for:

Dealers, Investors

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

Notice 2009-41 - Informational Notice

Publication date: 07/10/2009

Applicability of MSRB Rules to California Registered Warrants

Rule Number:

Rule G-15, Rule G-17, Rule G-19, Rule G-30

Notice 2008-34 - Informational Notice

Publication date: 08/18/2008

Notice on Bank Tying Arrangements, Underpricing of Credit and Rule G-17 on Fair Dealing

Rule Number:

Rule G-17

Notice 2008-09 - Informational Notice

Publication date: 02/19/2008

Application of MSRB Rules to Transactions in Auction Rate Securities

Rule Number:

Rule G-17, Rule G-19

Notice 2008-04 - Informational Notice

Publication date: 01/22/2008

Bond Insurance Ratings -- Application of MSRB Rules

Rule Number:

Rule G-15, Rule G-17, Rule G-19, Rule G-30

Notice 2007-17 - Informational Notice

Publication date: 03/30/2007

Reminder of Customer Protection Obligations in Connection with Sales of Municipal Securities

Rule Number:

Rule G-17, Rule G-19, Rule G-20

Notice 2007-06 - Informational Notice

Publication date: 01/29/2007

Dealer Payments in Connection with the Municipal Securities Issuance Process

Rule Number:

Rule G-20, Rule G-17, Rule G-27

Notice 2006-32 - Informational Notice

Publication date: 11/21/2006

MSRB Files Amendments and Interpretive Guidance Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21, Rule G-27

Notice 2006-13 - Informational Notice

Publication date: 05/15/2006

MSRB Publishes Interpretive Letter Relating to 529 College Savings Plan Advertisements

Rule Number:

Rule G-21, Rule G-17

Notice 2006-07 - Informational Notice

Publication date: 03/31/2006

MSRB Files Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans with the SEC

Rule Number:

Rule G-17, Rule G-19

Notice 2004-42 - Informational Notice

Publication date: 12/16/2004

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21

Notice 2002-36 - Informational Notice

Publication date: 12/11/2002

Proposed Rule Change Concerning Market Emergencies Filed with the Securities and Exchange Commission

Rule Number:

Rule G-17, Rule A-4

Notice 2002-34 - Informational Notice

Publication date: 11/18/2002

Draft Interpretive Notice on Marketing of 529 College Savings Plan Employee Payroll Deduction Programs

Rule Number:

Rule G-17, Rule G-19, Rule G-27, Rule G-32

Notice 2002-20 - Informational Notice

Publication date: 05/15/2002

Reminder of Effective Date of Rule G-15 Amendment Concerning Minimum Denominations

Rule Number:

Rule G-15, Rule G-17

Notice 2002-19 - Informational Notice

Publication date: 05/14/2002

Application of Fair Practice and Advertising Rules to Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21, Rule G-19, Rule G-30

Notice 2002-16 - Informational Notice

Publication date: 05/06/2002

Interpretive Notice Regarding the Application of MSRB Rules to Transactions with Sophisticated Municipal Market Professionals

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-13

Notice 2002-10 - Informational Notice

Publication date: 03/25/2002

Interpretive Notice Regarding Rule G-17, on Disclosure of Material Facts

Rule Number:

Rule G-17

Notice 2002-05 - Informational Notice

Publication date: 01/31/2002

Approval of Amendments Concerning Minimum Denominations

Rule Number:

Rule G-15, Rule G-17, Rule G-8

Notice 2002-02 - Informational Notice

Publication date: 01/25/2002

The Application of Board Rules to Transactions with Sophisticated Municipal Market Professionals

Rule Number:

Rule G-17

Notice 2002-03 - Informational Notice

Publication date: 01/25/2002

Interpretive Notice Filed Regarding Rule G-17, on Disclosure of Material Facts

Rule Number:

Rule G-17

Notice 2001-39 - Informational Notice

Publication date: 10/16/2001

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Rule Number:

Rule G-15, Rule G-17, Rule G-8

Notice 2000-30 - Informational Notice

Publication date: 09/28/2000

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-13, Rule G-32, Rule G-14

Notice 2000-19 - Informational Notice

Publication date: 05/02/2000

Technical Amendments Filed

Rule Number:

Rule A-3, Rule G-15, Rule G-17, Rule G-18

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

Applicability of MSRB Rules to California Registered Warrants

Notice on Bank Tying Arrangements, Underpricing of Credit and Rule G-17 on Fair Dealing

Application of MSRB Rules to Transactions in Auction Rate Securities

Bond Insurance Ratings -- Application of MSRB Rules

Reminder of Customer Protection Obligations in Connection with Sales of Municipal Securities

Dealer Payments in Connection with the Municipal Securities Issuance Process

MSRB Files Amendments and Interpretive Guidance Relating to Advertisements of Municipal Fund Securities

MSRB Publishes Interpretive Letter Relating to 529 College Savings Plan Advertisements

MSRB Files Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans with the SEC

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Proposed Rule Change Concerning Market Emergencies Filed with the Securities and Exchange Commission

Draft Interpretive Notice on Marketing of 529 College Savings Plan Employee Payroll Deduction Programs

Reminder of Effective Date of Rule G-15 Amendment Concerning Minimum Denominations

Application of Fair Practice and Advertising Rules to Municipal Fund Securities

Interpretive Notice Regarding the Application of MSRB Rules to Transactions with Sophisticated Municipal Market Professionals

Interpretive Notice Regarding Rule G-17, on Disclosure of Material Facts

Approval of Amendments Concerning Minimum Denominations

The Application of Board Rules to Transactions with Sophisticated Municipal Market Professionals

Interpretive Notice Filed Regarding Rule G-17, on Disclosure of Material Facts

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

Technical Amendments Filed

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market