Regulatory Documents

Select regulatory documents by category:

Notice 2007-05 - Informational Notice

Publication date: 01/25/2007

MSRB Seeks Comments on Draft Rule Changes to Establish an Electronic Access System for Official Statements

Rule Number:

Rule G-8, Rule G-9, Rule G-32

Notice 2005-47 - Informational Notice

Publication date: 08/30/2005

SEC Approves Amendments Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36 and Rule G-11

Rule Number:

Rule G-11, Rule G-32, Rule G-36

Notice 2005-37 - Informational Notice

Publication date: 06/23/2005

Notice of Filing of Proposed Amendments Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36 and Rule G-11

Rule Number:

Rule G-32, Rule G-11

Notice 2002-34 - Informational Notice

Publication date: 11/18/2002

Draft Interpretive Notice on Marketing of 529 College Savings Plan Employee Payroll Deduction Programs

Rule Number:

Rule G-17, Rule G-19, Rule G-27, Rule G-32

Notice 2002-27 - Informational Notice

Publication date: 08/13/2002

SEC Approved Amendment to Rule G-32 Relating to Disclosures in Connection with New Issues

Rule Number:

Rule G-32, Rule G-8, Rule G-9

Notice 2002-23 - Informational Notice

Publication date: 06/21/2002

Notice of Proposed Amendment to Rule G-32 on Sending Disclosure Documents to Customers Sharing the Same Address

Rule Number:

Rule G-32, Rule G-8, Rule G-9

Notice 2001-26 - Informational Notice

Publication date: 07/11/2001

Dissemination of Official Statements and Advance Refunding Documents By Issuers and Dealers from 1998 to 2000

Rule Number:

Rule G-32

Notice 2001-02 - Informational Notice

Publication date: 01/19/2001

Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission

Rule Number:

Rule D-12, Rule A-13, Rule G-3, Rule G-8, Rule G-14, Rule G-15, Rule G-26, Rule G-32, Rule G-34

Notice 2000-30 - Informational Notice

Publication date: 09/28/2000

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-13, Rule G-32, Rule G-14

Notice 2000-15 - Informational Notice

Publication date: 04/05/2000

Proposed Rule Changes Relating to Municipal Fund Securities Filed with the Securities and Exchange Commission

Rule Number:

Rule D-12, Rule A-13, Rule G-3, Rule G-8, Rule G-26, Rule G-32, Rule G-34

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Seeks Comments on Draft Rule Changes to Establish an Electronic Access System for Official Statements

SEC Approves Amendments Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36 and Rule G-11

Notice of Filing of Proposed Amendments Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36 and Rule G-11

Draft Interpretive Notice on Marketing of 529 College Savings Plan Employee Payroll Deduction Programs

SEC Approved Amendment to Rule G-32 Relating to Disclosures in Connection with New Issues

Notice of Proposed Amendment to Rule G-32 on Sending Disclosure Documents to Customers Sharing the Same Address

Dissemination of Official Statements and Advance Refunding Documents By Issuers and Dealers from 1998 to 2000

Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

Proposed Rule Changes Relating to Municipal Fund Securities Filed with the Securities and Exchange Commission

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market