Regulatory Documents

Select regulatory documents by category:

Notice 2021-16 - Informational Notice

Publication date: 12/06/2021

MSRB Extends Comment Deadline on Request for Comment on New Issue Pricing Resources

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-17, Rule G-27, Rule G-42, Rule G-44

Notice 2021-15 - Informational Notice

Publication date: 11/11/2021

MSRB Seeks Input and Volunteers for Advisory Group

Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

Notice 2021-14 - Informational Notice

Publication date: 10/26/2021

MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-27

Notice 2021-13 - Informational Notice

Publication date: 10/06/2021

SEC Approves Amendments to Rules G-10 and G-48 Clarifying Notification Requirements for Dealers

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-10, Rule G-48

Notice 2021-11 - Informational Notice

Publication date: 09/02/2021

MSRB Provides Further Extension of Time to Take the Series 54 Qualification Examination

Information for:

Municipal Advisors

Rule Number:

Rule G-3

Notice 2021-10 - Informational Notice

Publication date: 08/11/2021

MSRB Provides Interim Accommodation for the Municipal Advisor Principal Qualification Examination (Series 54 Exam)

Information for:

Municipal Advisors

Rule Number:

Rule G-3

Notice 2021-09 - Informational Notice

Publication date: 05/19/2021

MSRB Updates Rule A-8, on Rulemaking Procedures

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-8

Notice 2021-05 - Informational Notice

Publication date: 03/01/2021

MSRB Temporarily Reduces Market Activity Fees by 40 Percent

Information for:

Bank Dealers, Dealers

Rule Number:

Rule A-13

Notice 2021-04 - Informational Notice

Publication date: 02/17/2021

MSRB Extends Compliance Date for Amended Form G-32

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-32

Notice 2021-03 - Informational Notice

Publication date: 02/16/2021

MSRB Reminds Dealers of the March 31, 2021 Compliance Date for the Revised Interpretive Notice of Underwriters’ Fair Dealing Obligations to Issuers

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

Notice 2021-02 - Informational Notice

Publication date: 02/11/2021

MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

Notice 2021-01 - Informational Notice

Publication date: 01/19/2021

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 1999-30 - Informational Notice

Publication date: 12/29/1999

Public Reporting of Inidividual Transactions in Frequently Traded Municipal Securities

Rule Number:

Rule G-14

Notice 1999-28 - Informational Notice

Publication date: 12/09/1999

Amendment to Rule G-36(c)(i) Filed with the Securities and Exchange Commission

Notice 1999-29 - Informational Notice

Publication date: 12/09/1999

Amendments Approved Requiring Dealers to Obtain from Their Consultants Information on Political Contributions and Payments to Political Parties and for Dealers to Report Such Information to the Board: Rules G-38, G-37 and G-8

Notice 1999-27 - Informational Notice

Publication date: 10/20/1999

SEC Approves Amendment to Rule G-16, on Periodic Compliance Examination

Notice 1999-26 - Informational Notice

Publication date: 09/10/1999

Board Elects Officers

Notice 1999-25 - Informational Notice

Publication date: 09/03/1999

Public Reporting of Individual Transactions in Frequently-Traded Municipal Securities

Notice 1999-24 - Informational Notice

Publication date: 08/27/1999

Municipal Fund Securities - Revised Draft Rule Changes

Notice 1999-23 - Informational Notice

Publication date: 08/26/1999

Proposed Amendments Filed to Pending Amendments at the SEC: Rules G-38, G-37 and G-8

Notice 1999-22 - Informational Notice

Publication date: 08/13/1999

Amendment Filed to Rule G-16, on Periodic Compliance Examination

Notice 1999-21 - Informational Notice

Publication date: 07/15/1999

Official Statement Deliveries Under Rules G-32 and G-36 and Exchange Act Rule 15c2-12

Notice 1999-20 - Informational Notice

Publication date: 07/15/1999

Board Will Host Forums on Land-Secured Disclosure

Notice 1999-19 - Informational Notice

Publication date: 06/09/1999

Revised Test Specifications and Study Outline for the Series 52 Examination

Notice 1999-18 - Informational Notice

Publication date: 05/28/1999

The Board has filed with the SEC a series of technical amendments to rules A-3, A-5, A-7, A-11 through A-15, A-17, D-5, G-1 through G-3, G-5 through G-9, G-11 through G-16, G-18, G-20, G-23, G-27, G-28, G-32, G-34, G-36, G-37 and G-39. The technical amendments become operative on July 1, 1999.

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Extends Comment Deadline on Request for Comment on New Issue Pricing Resources

MSRB Seeks Input and Volunteers for Advisory Group

MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic

SEC Approves Amendments to Rules G-10 and G-48 Clarifying Notification Requirements for Dealers

MSRB Provides Further Extension of Time to Take the Series 54 Qualification Examination

MSRB Provides Interim Accommodation for the Municipal Advisor Principal Qualification Examination (Series 54 Exam)

MSRB Updates Rule A-8, on Rulemaking Procedures

MSRB Temporarily Reduces Market Activity Fees by 40 Percent

MSRB Extends Compliance Date for Amended Form G-32

MSRB Reminds Dealers of the March 31, 2021 Compliance Date for the Revised Interpretive Notice of Underwriters’ Fair Dealing Obligations to Issuers

MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Public Reporting of Inidividual Transactions in Frequently Traded Municipal Securities

Amendment to Rule G-36(c)(i) Filed with the Securities and Exchange Commission

Amendments Approved Requiring Dealers to Obtain from Their Consultants Information on Political Contributions and Payments to Political Parties and for Dealers to Report Such Information to the Board: Rules G-38, G-37 and G-8

SEC Approves Amendment to Rule G-16, on Periodic Compliance Examination

Board Elects Officers

Public Reporting of Individual Transactions in Frequently-Traded Municipal Securities

Municipal Fund Securities - Revised Draft Rule Changes

Proposed Amendments Filed to Pending Amendments at the SEC: Rules G-38, G-37 and G-8

Amendment Filed to Rule G-16, on Periodic Compliance Examination

Official Statement Deliveries Under Rules G-32 and G-36 and Exchange Act Rule 15c2-12

Board Will Host Forums on Land-Secured Disclosure

Revised Test Specifications and Study Outline for the Series 52 Examination

The Board has filed with the SEC a series of technical amendments to rules A-3, A-5, A-7, A-11 through A-15, A-17, D-5, G-1 through G-3, G-5 through G-9, G-11 through G-16, G-18, G-20, G-23, G-27, G-28, G-32, G-34, G-36, G-37 and G-39. The technical amendments become operative on July 1, 1999.

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market