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Notice 2016-02 - Request for Comment
Publication date: | Comment due:
Request for Comment on Amendments to MSRB Rule G-12 on Close-Out Procedures
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12

1.  Bond Dealers of America: Letter from Mike Nicholas, Chief Executive Officer, dated March 4, 2016

2.  Breena LLC: E-mail from Geraldine Lettieri dated January 6, 2016

3.  National Securities Clearing Corporation: Letter from Murray C. Pozmanter, Managing Director, dated January 12, 2016

4.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated March 6, 2016

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Compliance Resource
Publication date:
Underwriters: Understanding Duties of Municipal Advisors
Information for:

Dealers, Municipal Advisors

Rule Number:

Rule G-42

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Notice 2016-01 - Informational Notice
Publication date:
MSRB Seeks Applicants for Board of Directors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3

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Notice 2000-35 - Informational Notice
Publication date:
MSRB Discussion Paper on Disclsoure in the Municipal Securities Market

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Notice 2000-34 - Informational Notice
Publication date:
MSRB’S Disclosure Forum II

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Notice 2000-32 - Informational Notice
Publication date:
Muni Price Reporting/Transaction Reporting System

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Notice 2000-31 - Informational Notice
Publication date:
Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14
Rule Number:

Rule G-14

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Notice 2000-29 - Informational Notice
Publication date:
MSRB Outreach Meeting

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Notice 2000-27 - Informational Notice
Publication date:
Board Elects Officers

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Notice 2000-25 - Informational Notice
Publication date:
MSRB To Host Its Second Disclosure Forum

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Notice 2000-24 - Informational Notice
Publication date:
MSRB Holds Quarterly Board Meeting, Plans to Publish Requests for Comment

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Notice 2000-26 - Informational Notice
Publication date:
Five New Board Members Elected

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Notice 2000-23 - Informational Notice
Publication date:
MSRB Files Technical Amendments to Rule G-8 and Rule G-15
Rule Number:

Rule G-8

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Notice 2000-22 - Informational Notice
Publication date:
Technical Amendments Filed
Rule Number:

Rule G-8, Rule G-15

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Notice 2000-21 - Informational Notice
Publication date:
Amendment to Rule G-36(c)(i) Approved by the Securities and Exchange Commission

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Notice 2000-20 - Informational Notice
Publication date:
Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14
Rule Number:

Rule G-14

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Notice 2000-19 - Informational Notice
Publication date:
Technical Amendments Filed
Rule Number:

Rule A-3, Rule G-15, Rule G-17, Rule G-18

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Notice 2000-18 - Informational Notice
Publication date:
MSRB Announces Panelists for Roundtable Discussion on Electronic Trading Systems

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Notice 2000-17 - Informational Notice
Publication date:
Revision to Board Fee Assessments: Rule A-13
Rule Number:

Rule A-13

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Notice 2000-16 - Informational Notice
Publication date:
MSRB Roundtable Discussion—Electronic Trading Systems for Municipal Securities: Regulatory Issues

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Notice 2000-14 - Informational Notice
Publication date:
Announcement of Roundtable Discussion

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