Regulatory Documents

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SEC Filing SR-MSRB-2022-02

Publication date: 04/29/2022

Proposed Rule Change Consisting of Amendments to Rule G-19 Regarding Regulation Best Interest for Certain Municipal Securities Activities of Bank Dealers and Rule G-48 Regarding Quantitative Suitability for Institutional Sophisticated Municipal Market Professionals [Refiled to make technical changes, original filed on April 19, 2022]

Federal Register Notice of Approval (June 29, 2022 )

SEC Approval Order (June 23, 2022 )

Federal Register Notice of Filing (May 10, 2022 )

MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic by Further Extending the Temporary Timeframe for Remote Office Inspections

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-27

SEC Filing SR-MSRB-2022-01

Publication date: 03/01/2022

Proposed Rule Change to Further Extend the Regulatory Relief and Permit Dealers to Conduct Office Inspections Remotely until December 31, 2022 Pursuant to Rule G-27, on Supervision

Federal Register Notice of Immediately Effective Rule Change (March 15, 2022 )

SEC Approval Order (March 09, 2022 )

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

Compliance Resource

Publication date: 01/01/2022

Annual Affirmation Guide

Information for:

Dealers, Municipal Advisors, Municipal Fund Securities

Rule Number:

Rule A-12

Notice 2000-35 - Informational Notice

Publication date: 12/21/2000

MSRB Discussion Paper on Disclsoure in the Municipal Securities Market

Notice 2000-34 - Informational Notice

Publication date: 12/06/2000

MSRB’S Disclosure Forum II

Notice 2000-33 - Informational Notice

Publication date: 11/17/2000

Clarification of Statements in the MSRB's September 2000 Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions Regarding Suitability

Notice 2000-32 - Informational Notice

Publication date: 10/24/2000

Muni Price Reporting/Transaction Reporting System

Notice 2000-31 - Informational Notice

Publication date: 10/12/2000

Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2000-30 - Informational Notice

Publication date: 09/28/2000

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-13, Rule G-32, Rule G-14

Notice 2000-29 - Informational Notice

Publication date: 09/27/2000

MSRB Outreach Meeting

Notice 2000-28 - Informational Notice

Publication date: 09/19/2000

Electronic Submission of Official Statements, Advance Refunding Documents and Forms G-36(OS) and G-36(ARD) to the MSRB

Notice 2000-27 - Informational Notice

Publication date: 09/15/2000

Board Elects Officers

Notice 2000-25 - Informational Notice

Publication date: 08/18/2000

MSRB To Host Its Second Disclosure Forum

Notice 2000-24 - Informational Notice

Publication date: 08/01/2000

MSRB Holds Quarterly Board Meeting, Plans to Publish Requests for Comment

Notice 2000-26 - Informational Notice

Publication date: 07/31/2000

Five New Board Members Elected

Notice 2000-23 - Informational Notice

Publication date: 07/14/2000

MSRB Files Technical Amendments to Rule G-8 and Rule G-15

Rule Number:

Rule G-8

Notice 2000-22 - Informational Notice

Publication date: 07/14/2000

Technical Amendments Filed

Rule Number:

Rule G-8, Rule G-15

Notice 2000-21 - Informational Notice

Publication date: 06/22/2000

Amendment to Rule G-36(c)(i) Approved by the Securities and Exchange Commission

Notice 2000-20 - Informational Notice

Publication date: 06/15/2000

Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2000-19 - Informational Notice

Publication date: 05/02/2000

Technical Amendments Filed

Rule Number:

Rule A-3, Rule G-15, Rule G-17, Rule G-18

Notice 2000-18 - Informational Notice

Publication date: 04/28/2000

MSRB Announces Panelists for Roundtable Discussion on Electronic Trading Systems

Notice 2000-17 - Informational Notice

Publication date: 04/27/2000

Revision to Board Fee Assessments: Rule A-13

Rule Number:

Rule A-13

Notice 2000-16 - Informational Notice

Publication date: 04/12/2000

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic by Further Extending the Temporary Timeframe for Remote Office Inspections

Proposed Rule Change to Further Extend the Regulatory Relief and Permit Dealers to Conduct Office Inspections Remotely until December 31, 2022 Pursuant to Rule G-27, on Supervision

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Annual Affirmation Guide

MSRB Discussion Paper on Disclsoure in the Municipal Securities Market

MSRB’S Disclosure Forum II

Clarification of Statements in the MSRB's September 2000 Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions Regarding Suitability

Muni Price Reporting/Transaction Reporting System

Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

MSRB Outreach Meeting

Electronic Submission of Official Statements, Advance Refunding Documents and Forms G-36(OS) and G-36(ARD) to the MSRB

Board Elects Officers

MSRB To Host Its Second Disclosure Forum

MSRB Holds Quarterly Board Meeting, Plans to Publish Requests for Comment

Five New Board Members Elected

MSRB Files Technical Amendments to Rule G-8 and Rule G-15

Technical Amendments Filed

Amendment to Rule G-36(c)(i) Approved by the Securities and Exchange Commission

Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14

Technical Amendments Filed

MSRB Announces Panelists for Roundtable Discussion on Electronic Trading Systems

Revision to Board Fee Assessments: Rule A-13

MSRB Roundtable Discussion—Electronic Trading Systems for Municipal Securities: Regulatory Issues

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market