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Notice 2026-03 - Request for Comment
Publication date: | Comment due:
Request for Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review
Information for:

Bank Dealers, Dealers, Issuers, Municipal Advisors

Rule Number:

Rule G-1, Rule G-3, Rule G-20, Rule G-23, Rule G-37

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No Comments Received
Notice 2026-01 - Request for Comment
Publication date: | Comment due:
Request for Comment on MSRB Rule G-27 on Dealer Supervision
Information for:

Bank Dealers, Dealers, General Public, Investors

Rule Number:

Rule G-27

All Comments to Notice 2026-01

  1. American Securities Association: Letter from Jessica R. Giroux, Chief Legal Officer, dated March 16, 2026
  2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, Research and Public Policy, dated March 16, 2026
  3. Peg Henry PLLC: Letter from Margaret C. (Peg) Henry, Sole Member, dated March 6, 2026
  4. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated March 16, 2026
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Notice 2001-19 - Request for Comment
Publication date: | Comment due:
MSRB Review of Rule G-37
Rule Number:

Rule G-37

No comments available.

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Notice 2001-17 - Request for Comment
Publication date: | Comment due:
Request for Comments on Real-Time Reporting of Municipal Securities Transactions

No comments available.

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Notice 2001-13 - Request for Comment
Publication date: | Comment due:
Request for Comments on Official Communications
Rule Number:

Rule G-15

No comments available.

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Notice 2001-08 - Request for Comment
Publication date: | Comment due:
Request for Comments on Minimum Denominations
Rule Number:

Rule G-15

No comments available.

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