All Comments to Notice 2023-11

1. Advisabilitys: Email from Andrew Boyack dated January 9, 2024
2. Academy Securities, Inc.: Letter from Michael Boyd, Chief Compliance Officer, dated February 23, 2024
3. American Securities Association: Letter from Jessica R. Giroux, General Counsel, dated February 26, 2024
4. Amuni Financial, Inc.: Letter from Mike Petagna, President, dated January 8, 2024
5. Anonymous: Letter
6. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated February 26, 2024
7. Clary Consulting Company: Email from Lowell Clary dated February 16, 2024
8. Derivative Advisors: Letter from Elaine M. Philbrick, Principal, dated December 6, 2023
9. Dixworks, LLC: Email from Dennis Dix, Jr. dated February 9, 2024
10. Echo Valley Advisors, LLC: Letter from Julie Needham, President, dated February 23, 2024
11. Herold & Lantern Investments: Letter from Brad Harris, Director of Fixed Income – Municipal Bonds
12. Municipal Capital Markets Group, Inc.: Letter from Fred R. Cornwall, President, dated February 26, 2024
13. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated February 26, 2024
14. Regional Brokers, Inc.: Letter from H. Deane Armstrong, CCO, dated February 26, 2024
15. Ridgeline Municipal Strategies, LLC: Email from Dmitry Semenov dated December 29, 2023
16. Sanderlin Securities LLC: Letter from Matthew Kamler, President, dated January 26, 2024
17. Searle & Co., Inc.: Letter from Robert S. Searle, President, dated February 16, 2024
18. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated February 26, 2024
19. Shnayder, Yana: Email dated December 13, 2023
20. Siebert Williams Shank & Co., LLC: Letter from Suzanne Shank, President & Chief Executive Officer, and Gary Hall, President of Infrastructure & Public Finance, dated February 26, 2024
21. Speer Financial, Inc.: Letter from Daniel Forbes, President, dated February 20, 2024
22. Stern Brothers: Letter dated February 26, 2024

1. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated December 15, 2023

All Comments to Notice 2023-02

1. AKF Consulting: Letter from Andrea Feirstein, Managing Director, and Mark Chapleau, Senior Consultant, dated April 20, 2023
2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated April 17, 2023
3. College Savings Plans Network: Letter from Rachel Biar, Nebraska Assistant State Treasurer, NEST 529 College Savings Program Director, Chairman, College Savings Plans Network, dated April 17, 2023
4. Government Finance Officers Association: Letter from Emily Brock, Director, Federal Liaison Center, dated July 21, 2023
5. McLane, Curtis: Email dated April 19, 2023
6. my529: Letter from Richard K. Ellis, Executive Director, dated April 17, 2023
7. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated April 17, 2023

No comments available.

No comments available.

No comments available.

Comments on MSRB Notice 2006-19 (July 27, 2006) 

1. American Bar Association, Section of State and Local Government Law: Letter from Edward J. Sullivan, Chair, dated October 9, 2006
2. American Governmental Financial Services Company: Letter from Robert W. Doty, President, dated September 15, 2006
3. Automatic Data Processing, Inc.: Letter from Gerard F. Scavelli, Senior Vice President & General Manager, dated September 15, 2006
4. Bernardi Securities, Inc.: Letter from Eric Bederman, Chief Compliance Officer, dated August 7, 2006
5. Bond Market Association: Letter from Leslie M. Norwood, Vice President and Assistant General Counsel, dated September 15, 2006
6. brokersXpress, LLC: Letter from Blaine Schwartz, President & CCO, dated September 15, 2006
7. College Savings Plans Network: Letter from Jackie T. Williams, Chair, dated September 22, 2006
8. Commerce Bancshares, Inc.: Letter from Michael A. Dardis, Manager of Trust and Investment Products Compliance, dated September 13, 2006
9. Digital Assurance Certification LLC: Letter from Paula Stuart, Chief Executive Officer, dated September 29, 2006
10. DPC DATA Inc.: Letter from Peter J. Schmitt, Chief Executive Officer, dated September 13, 2006
11. Edward D. Jones & Co., LP: Letter from Robert Beck, Principal, Municipal Bonds, dated September 13, 2006
12. First Southwest Company: Letter from Richard A. DeLong, Senior Vice President, Municipal Trading and Underwriting, dated September 15, 2006
13. Griffin, Kubik, Stephens & Thompson, Inc.: Letter from Robert J. Stracks, Counsel, dated September 14, 2006
14. Investment Company Institute: Letter from Elizabeth R. Krentzman, General Counsel, dated September 14, 2006
15. J.J.B. Hilliard, W.L. Lyons, Inc.: Letter from Ronald J. Dieckman, Senior Vice President, Director of Public Finance/Municipals, dated August 4, 2006
16. Morgan Keegan & Company, Inc.: Letter from Jerry L. Chapman, Managing Director, Municipal Product Manager, dated August 31, 2006
17. Municipal Advisory Council of Texas: Letter from Gary P. Machak, Chairman, dated September 14, 2006
18. National Association of Bond Lawyers: Letter from Walter J. St. Onge III, President, dated September 14, 2006
19. National Federation of Municipal Analysts: Letter from Eric Friedland, Chairman, dated September 15, 2006
20. Regional Municipal Operations Association: Letter from Thomas Sargant, President, dated September 27, 2006
21. Securities Industry Association: Letter from Elizabeth Varley, Vice-President and Director of Retirement Policy, and Michael D. Udoff, Vice-President, Associate General Counsel and Secretary, dated September 20, 2006
22. Standard & Poor’s CUSIP Service Bureau: Letter from Gerard Faulkner, Director – CUSIP Operations, dated September 15, 2006
23. Stone, Daniel E.: Letter dated September 2, 2006
24. TRB Associates: Letter from Ruth D. Brod, Consultant, dated September 14, 2006
25. UBS Securities LLC: Letter from Terry L. Atkinson, Managing Director, dated September 15, 2006
26. UMB Bank, N.A.: Letter from James C. Thompson, Divisional Executive Vice President, Investment Banking Division, dated September 14, 2006
27. USAA Investment Management Company: Letter from Eileen M. Smiley, Vice President and Assistant Secretary, dated September 15, 2006
28. Wells Fargo Institutional Brokerage & Sales: Letter from John McCune, President, dated September 14, 2006
29. Zions Bank Public Finance: E-mail from Eric Pehrson, Vice President, dated September 8, 2006

No comments available.

No comments available.