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Notice 2006-19 - Request for Comment
Publication date: | Comment due:
Rule Number:

Rule G-32

Comments on MSRB Notice 2006-19 (July 27, 2006) 

  1. American Bar Association, Section of State and Local Government Law: Letter from Edward J. Sullivan, Chair, dated October 9, 2006
  2. American Governmental Financial Services Company: Letter from Robert W. Doty, President, dated September 15, 2006
  3. Automatic Data Processing, Inc.: Letter from Gerard F. Scavelli, Senior Vice President & General Manager, dated September 15, 2006
  4. Bernardi Securities, Inc.: Letter from Eric Bederman, Chief Compliance Officer, dated August 7, 2006
  5. Bond Market Association: Letter from Leslie M. Norwood, Vice President and Assistant General Counsel, dated September 15, 2006
  6. brokersXpress, LLC: Letter from Blaine Schwartz, President & CCO, dated September 15, 2006
  7. College Savings Plans Network: Letter from Jackie T. Williams, Chair, dated September 22, 2006
  8. Commerce Bancshares, Inc.: Letter from Michael A. Dardis, Manager of Trust and Investment Products Compliance, dated September 13, 2006
  9. Digital Assurance Certification LLC: Letter from Paula Stuart, Chief Executive Officer, dated September 29, 2006
  10. DPC DATA Inc.: Letter from Peter J. Schmitt, Chief Executive Officer, dated September 13, 2006
  11. Edward D. Jones & Co., LP: Letter from Robert Beck, Principal, Municipal Bonds, dated September 13, 2006
  12. First Southwest Company: Letter from Richard A. DeLong, Senior Vice President, Municipal Trading and Underwriting, dated September 15, 2006
  13. Griffin, Kubik, Stephens & Thompson, Inc.: Letter from Robert J. Stracks, Counsel, dated September 14, 2006
  14. Investment Company Institute: Letter from Elizabeth R. Krentzman, General Counsel, dated September 14, 2006
  15. J.J.B. Hilliard, W.L. Lyons, Inc.: Letter from Ronald J. Dieckman, Senior Vice President, Director of Public Finance/Municipals, dated August 4, 2006
  16. Morgan Keegan & Company, Inc.: Letter from Jerry L. Chapman, Managing Director, Municipal Product Manager, dated August 31, 2006
  17. Municipal Advisory Council of Texas: Letter from Gary P. Machak, Chairman, dated September 14, 2006
  18. National Association of Bond Lawyers: Letter from Walter J. St. Onge III, President, dated September 14, 2006
  19. National Federation of Municipal Analysts: Letter from Eric Friedland, Chairman, dated September 15, 2006
  20. Regional Municipal Operations Association: Letter from Thomas Sargant, President, dated September 27, 2006
  21. Securities Industry Association: Letter from Elizabeth Varley, Vice-President and Director of Retirement Policy, and Michael D. Udoff, Vice-President, Associate General Counsel and Secretary, dated September 20, 2006
  22. Standard & Poor’s CUSIP Service Bureau: Letter from Gerard Faulkner, Director – CUSIP Operations, dated September 15, 2006
  23. Stone, Daniel E.: Letter dated September 2, 2006
  24. TRB Associates: Letter from Ruth D. Brod, Consultant, dated September 14, 2006
  25. UBS Securities LLC: Letter from Terry L. Atkinson, Managing Director, dated September 15, 2006
  26. UMB Bank, N.A.: Letter from James C. Thompson, Divisional Executive Vice President, Investment Banking Division, dated September 14, 2006
  27. USAA Investment Management Company: Letter from Eileen M. Smiley, Vice President and Assistant Secretary, dated September 15, 2006
  28. Wells Fargo Institutional Brokerage & Sales: Letter from John McCune, President, dated September 14, 2006
  29. Zions Bank Public Finance: E-mail from Eric Pehrson, Vice President, dated September 8, 2006