Regulatory Documents

Select regulatory documents by category:

Notice 2007-40 - Informational Notice

Publication date: 12/21/2007

Reporting of Transactions Arising From Customer Repurchase Agreements: Rule G-14

Rule Number:

Rule G-14

Notice 2007-39 - Informational Notice

Publication date: 12/20/2007

New RTRS Error Message and Changes to Existing RTRS Error Messages

Notice 2007-38 - Informational Notice

Publication date: 12/18/2007

SEC Approves Amendments to Rule G-40 on E-Mail Contacts, Effective December 31, 2007

Notice 2007-37 - Informational Notice

Publication date: 11/28/2007

Announcing MSRB 529 Compliance Seminars

Notice 2007-36 - Informational Notice

Publication date: 11/27/2007

Notice of Filing of Proposed Rule Changes to Extend the Expiration of the Three-Hour Exception and to Require Underwriter Participation with DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-14, Rule G-34

Notice 2007-35 - Informational Notice

Publication date: 11/19/2007

Dealer Data Quality Summary of Correspondent's Trades

Notice 2007-34 - Informational Notice

Publication date: 11/16/2007

RTRS Educational Conference Calls

Rule Number:

Rule G-14, Rule G-12

Notice 2007-33 - Informational Notice

Publication date: 11/15/2007

MSRB Files Pilot Portal for On-Line Dissemination of Official Statements and Related Information and Seeks Comments on Revised Draft Amendments to Establish an Access Equals Delivery Standard Under Rule G-32

Rule Number:

Rule G-32

Notice 2007-32 - Informational Notice

Publication date: 11/08/2007

Guidance on Implementation of New Supervisory Requirements Under Rule G-27; Technical Amendments Filed

Rule Number:

Rule G-27

Notice 2007-31 - Informational Notice

Publication date: 10/16/2007

Notice of Filing of Proposed Amendments to Rule G-40 on Electronic Mail Contacts

Notice 2007-30 - Informational Notice

Publication date: 10/02/2007

MSRB and SIFMA to Hold Compliance Seminar on October 22, 2007

Notice 2007-28 - Informational Notice

Publication date: 09/17/2007

Further Technical Amendment Filed to Rule A-3, on Membership on the Board

Rule Number:

Rule A-3

Notice 2007-27 - Informational Notice

Publication date: 09/14/2007

Notice of Filing and Immediate Effectiveness of Proposal to Delay Implementation of Amendments to Rule G-27, on Supervision

Rule Number:

Rule G-27

Notice 2007-26 - Informational Notice

Publication date: 08/22/2007

RTRS Web Enhancement: Extended Hours

Rule Number:

Rule G-14

Notice 2007-25 - Informational Notice

Publication date: 08/13/2007

SEC Approval Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Rule Number:

Rule G-14

Notice 2007-24 - Informational Notice

Publication date: 08/09/2007

Amendment Filed to Rule A-3, on Membership on the Board

Rule Number:

Rule A-3

Notice 2007-23 - Informational Notice

Publication date: 07/16/2007

REMINDER: Disclosure Requirements Relating to Maximum Sales Load and Total Operating Expense Ratio in Performance Advertisements of Municipal Fund Securities have Become Effective

Rule Number:

Rule G-21, Rule G-27

Notice 2007-22 - Informational Notice

Publication date: 06/29/2007

SIFMA, MSRB, and DTCC to hold NIIDS/NUWS

Notice 2007-21 - Informational Notice

Publication date: 06/18/2007

Lynnette Kelly Hotchkiss Joins MSRB as New Executive Director

Notice 2007-20 - Informational Notice

Publication date: 06/13/2007

Notice of Filing of Proposed Rule Change Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Rule Number:

Rule G-14

Notice 2007-19 - Informational Notice

Publication date: 06/12/2007

Reminder Notice on Prohibited Payments to Non-Affiliated Persons for Solicitations of Municipal Securities Business Under Rule G-38 and Form G-38t Submission Requirements

Notice 2007-18 - Informational Notice

Publication date: 06/05/2007

MSRB Advertising Amendments and Interpretation Relating to Municipal Fund Securities Approved By SEC

Rule Number:

Rule G-21, Rule G-27

Notice 2007-16 - Informational Notice

Publication date: 05/25/2007

SEC Approves Amendments to Rule G-27 on Supervision, Rule G-8 on Recordkeeping, and Rule G-9 on Record Retention. The Amendments Become Effective November 26, 2007

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Notice 2007-15 - Informational Notice

Publication date: 05/17/2007

529 College Savings Plans Pending Advertisement Rule Filing and Improved Access to Plan Disclosure Materials

Notice 2007-17 - Informational Notice

Publication date: 03/30/2007

Reminder of Customer Protection Obligations in Connection with Sales of Municipal Securities

Rule Number:

Rule G-17, Rule G-19, Rule G-20

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Reporting of Transactions Arising From Customer Repurchase Agreements: Rule G-14

New RTRS Error Message and Changes to Existing RTRS Error Messages

SEC Approves Amendments to Rule G-40 on E-Mail Contacts, Effective December 31, 2007

Announcing MSRB 529 Compliance Seminars

Notice of Filing of Proposed Rule Changes to Extend the Expiration of the Three-Hour Exception and to Require Underwriter Participation with DTCC'S NIIDS System

Dealer Data Quality Summary of Correspondent's Trades

RTRS Educational Conference Calls

MSRB Files Pilot Portal for On-Line Dissemination of Official Statements and Related Information and Seeks Comments on Revised Draft Amendments to Establish an Access Equals Delivery Standard Under Rule G-32

Guidance on Implementation of New Supervisory Requirements Under Rule G-27; Technical Amendments Filed

Notice of Filing of Proposed Amendments to Rule G-40 on Electronic Mail Contacts

MSRB and SIFMA to Hold Compliance Seminar on October 22, 2007

Further Technical Amendment Filed to Rule A-3, on Membership on the Board

Notice of Filing and Immediate Effectiveness of Proposal to Delay Implementation of Amendments to Rule G-27, on Supervision

RTRS Web Enhancement: Extended Hours

SEC Approval Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Amendment Filed to Rule A-3, on Membership on the Board

REMINDER: Disclosure Requirements Relating to Maximum Sales Load and Total Operating Expense Ratio in Performance Advertisements of Municipal Fund Securities have Become Effective

SIFMA, MSRB, and DTCC to hold NIIDS/NUWS

Lynnette Kelly Hotchkiss Joins MSRB as New Executive Director

Notice of Filing of Proposed Rule Change Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Reminder Notice on Prohibited Payments to Non-Affiliated Persons for Solicitations of Municipal Securities Business Under Rule G-38 and Form G-38t Submission Requirements

MSRB Advertising Amendments and Interpretation Relating to Municipal Fund Securities Approved By SEC

SEC Approves Amendments to Rule G-27 on Supervision, Rule G-8 on Recordkeeping, and Rule G-9 on Record Retention. The Amendments Become Effective November 26, 2007

529 College Savings Plans Pending Advertisement Rule Filing and Improved Access to Plan Disclosure Materials

Reminder of Customer Protection Obligations in Connection with Sales of Municipal Securities

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market