Regulatory Documents

Select regulatory documents by category:

Notice 2021-16 - Informational Notice

Publication date: 12/06/2021

MSRB Extends Comment Deadline on Request for Comment on New Issue Pricing Resources

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-17, Rule G-27, Rule G-42, Rule G-44

Notice 2021-15 - Informational Notice

Publication date: 11/11/2021

MSRB Seeks Input and Volunteers for Advisory Group

Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

Notice 2021-14 - Informational Notice

Publication date: 10/26/2021

MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-27

Notice 2021-13 - Informational Notice

Publication date: 10/06/2021

SEC Approves Amendments to Rules G-10 and G-48 Clarifying Notification Requirements for Dealers

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-10, Rule G-48

Notice 2021-11 - Informational Notice

Publication date: 09/02/2021

MSRB Provides Further Extension of Time to Take the Series 54 Qualification Examination

Information for:

Municipal Advisors

Rule Number:

Rule G-3

Notice 2021-10 - Informational Notice

Publication date: 08/11/2021

MSRB Provides Interim Accommodation for the Municipal Advisor Principal Qualification Examination (Series 54 Exam)

Information for:

Municipal Advisors

Rule Number:

Rule G-3

Notice 2021-09 - Informational Notice

Publication date: 05/19/2021

MSRB Updates Rule A-8, on Rulemaking Procedures

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-8

Notice 2021-05 - Informational Notice

Publication date: 03/01/2021

MSRB Temporarily Reduces Market Activity Fees by 40 Percent

Information for:

Bank Dealers, Dealers

Rule Number:

Rule A-13

Notice 2021-04 - Informational Notice

Publication date: 02/17/2021

MSRB Extends Compliance Date for Amended Form G-32

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-32

Notice 2021-03 - Informational Notice

Publication date: 02/16/2021

MSRB Reminds Dealers of the March 31, 2021 Compliance Date for the Revised Interpretive Notice of Underwriters’ Fair Dealing Obligations to Issuers

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

Notice 2021-02 - Informational Notice

Publication date: 02/11/2021

MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

Notice 2021-01 - Informational Notice

Publication date: 01/19/2021

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 2008-49 - Informational Notice

Publication date: 12/16/2008

MSRB Announces Short System Registration and Testing of Web Services

Rule Number:

Rule G-34

Notice 2008-48 - Informational Notice

Publication date: 12/10/2008

MSRB Publishes Short System XML Interface Specifications and Data Elements

Rule Number:

Rule G-34

Notice 2008-47 - Informational Notice

Publication date: 12/08/2008

MSRB Receives Approval to Establish a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

Notice 2008-46 - Informational Notice

Publication date: 11/18/2008

MSRB Files Proposal to Increase Transparency of Auction Rate Securities and Variable Rate Demand Obligations

Rule Number:

Rule G-34

Notice 2008-45 - Informational Notice

Publication date: 11/06/2008

MSRB Files Amendment Relating to Proposed Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA)

Notice 2008-44 - Informational Notice

Publication date: 10/21/2008

MSRB Hosts Webinar on RTRS and NIIDS

Notice 2008-43 - Informational Notice

Publication date: 10/15/2008

MSRB Gateway Roll Out and Training: First Phase of MSRB Gateway Simplifies Regulatory Tasks

Notice 2008-42 - Informational Notice

Publication date: 10/14/2008

MSRB and SIFMA to Hold Compliance Seminar on October 27, 2008

Notice 2008-41 - Informational Notice

Publication date: 09/30/2008

Reminder of Effective Date of MSRB Rules Relating to DTCC'S NIIDS System

Rule Number:

Rule G-34

Notice 2008-40 - Informational Notice

Publication date: 09/24/2008

Preliminary Specifications for Primary Market Subscription and Document Submission Feeds of the MSRB's Electronic Municipal Market Access System ("EMMA")

Notice 2008-39 - Informational Notice

Publication date: 09/16/2008

Enhancement of RTRS Dealer Data Quality Summary Reports to Show New Deadlines

Notice 2008-38 - Informational Notice

Publication date: 09/11/2008

Reminder Regarding the Application of Rule G-37 to Federal Election Campaigns of Issuer Officials

Rule Number:

Rule G-37

Notice 2008-37 - Informational Notice

Publication date: 09/08/2008

Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-34

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Extends Comment Deadline on Request for Comment on New Issue Pricing Resources

MSRB Seeks Input and Volunteers for Advisory Group

MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic

SEC Approves Amendments to Rules G-10 and G-48 Clarifying Notification Requirements for Dealers

MSRB Provides Further Extension of Time to Take the Series 54 Qualification Examination

MSRB Provides Interim Accommodation for the Municipal Advisor Principal Qualification Examination (Series 54 Exam)

MSRB Updates Rule A-8, on Rulemaking Procedures

MSRB Temporarily Reduces Market Activity Fees by 40 Percent

MSRB Extends Compliance Date for Amended Form G-32

MSRB Reminds Dealers of the March 31, 2021 Compliance Date for the Revised Interpretive Notice of Underwriters’ Fair Dealing Obligations to Issuers

MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

MSRB Announces Short System Registration and Testing of Web Services

MSRB Publishes Short System XML Interface Specifications and Data Elements

MSRB Receives Approval to Establish a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

MSRB Files Proposal to Increase Transparency of Auction Rate Securities and Variable Rate Demand Obligations

MSRB Files Amendment Relating to Proposed Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA)

MSRB Hosts Webinar on RTRS and NIIDS

MSRB Gateway Roll Out and Training: First Phase of MSRB Gateway Simplifies Regulatory Tasks

MSRB and SIFMA to Hold Compliance Seminar on October 27, 2008

Reminder of Effective Date of MSRB Rules Relating to DTCC'S NIIDS System

Preliminary Specifications for Primary Market Subscription and Document Submission Feeds of the MSRB's Electronic Municipal Market Access System ("EMMA")

Enhancement of RTRS Dealer Data Quality Summary Reports to Show New Deadlines

Reminder Regarding the Application of Rule G-37 to Federal Election Campaigns of Issuer Officials

Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System

Guidance, Notices & Resources

MSRB Rule Book

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market