All Comments to Notice 2024-15

1. ABLE Savings Plan Network: Letter from Bette Ann Mobley, Chair, dated April 10, 2025
2. AKF Consulting Group: Letter from Andrea Feirstein, Managing Director, and Mark Chapleau, Senior Consultant, dated April 11, 2025
3. Arizona State Treasurer’s Office: Letter from Kimberly Yee, Treasurer, dated April 10, 2025
4. Ascensus: Letter from Christal Fenton, Associate General Counsel, dated April 10, 2025
5. Bank of North Dakota: Email from James Barnhardt dated April 3, 2025
6. College Savings Foundation: Letter from Chris McGee, Chair, dated April 9, 2025
7. College Savings Plans Network: Letter from Mary G. Morris, Chair, dated April 2, 2025
8. Commonwealth Savers Plan: Letter from Mary G. Morris, Chief Executive Officer, dated April 11, 2025
9. First Public, LLC: Email from Bill Mastrodicasa dated April 11, 2025
10. Government Finance Officers Association: Letter from Emily Brock, Director of Federal Liaison Center, dated June 3, 2025
11. Illinois State Treasurer’s Office: Letter from Michael W. Frerichs, Treasurer, dated April 10, 2025; and Letter from Michael Frerichs, Treasurer, dated April 10, 2025
12. Investment Company Institute:  Letter from Tara Buckley, Deputy General Counsel, Financial Regulation, and Shannon Salinas, Associate General Counsel, Retirement Policy, dated April 11, 2025
13. Massachusetts Educational Financing Authority: Letter from Thomas M. Graf, Executive Director, dated April 9, 2025
14. my529: Letter from Richard K. Ellis, Executive Director, dated March 31, 2025
15. Nebraska State Treasurer’s Office: Letter from Rachel Biar, Deputy State Treasurer for Savings Programs, dated April 2, 2025
16. Pennsylvania Treasury Department: Letter from Stacy Garrity, Treasurer, dated April 2, 2025
17. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, and Gerald O’Hara, Vice President and Assistant General Counsel, dated April 11, 2025
18. TIAA-CREF Tuition Financing, Inc: Letter from Christopher S. Lynch, President, dated April 10, 2025
19. Vestwell: Letter from Aaron Schumm, Chief Executive Officer, dated April 11, 2025

All Comments to Notice 2024-14

1. American Securities Association: Letter from Jessica R. Giroux, General Counsel and Head of Fixed Income Policy, dated January 28, 2025
2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated January 28, 2025
3. ICE Bonds Securities Corporation: Letter from Robert Laorno, General Counsel, dated January 21, 2025
4. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated January 28, 2025
5. Public Resources Advisory Group, Inc.: Letter from Thomas F. Huestis, Senior Managing Director, dated January 27, 2025
6. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, and Gerald O’Hara, Vice President and Assistant General Counsel, dated January 28, 2025

All Comments to Notice 2024-09

1. Association of Registration Management, Inc.: Letter from Richard Izzo, President, dated August 5, 2024
2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated August 5, 2024
3. Frost Bank Capital Markets Division: Letter from Jeff Beckel, SEVP and Director of Capital Markets, dated July 30, 2024
4. Frost Bank Capital Markets Division: Email from Trevor Cross dated July 30, 2024
5. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated August 5, 2024

Comments on MSRB Notice 2009-51 (September 16, 2009)

1. ABA Securities Association: Letter from Carolyn Walsh, Deputy General Counsel, dated October 30, 2009
2. BMO Capital Markets GKST Inc.: Letter from Robert J. Stracks, Counsel, dated October 30, 2009
3. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated October 30, 2009

Comments on MSRB Notice 2009-47 (August 11, 2009)

1. First Southwest Company: Letter from Carl Giles, Managing Director, dated September 10, 2009
2. Metropolitan Washington Airports Authority: Letter from Lynn Hampton, CPA, Vice President for Finance and Chief Financial Officer, dated August 18, 2009
3. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 11, 2009
4. Securities Industry and Financial Markets Association: Letter from Leon J. Bijou, Managing Director and Associate General Counsel, dated September 11, 2009
5. Siebert Brandford Shank & Co., LLC: Letter from Napoleon Brandford, III, Chairman, dated September 8, 2009

Comments on MSRB Notice 2009-43 (July 14, 2009)

1. Allstate Investments, LLC: Letter from Patricia W. Wilson, Senior Managing Director, Global Alternatives, dated September 1, 2009
2. BMO Capital Markets GKST Inc: Letter from Robert J. Stracks, Counsel, dated September 1, 2009
3. First Southwest Company: Letter from Carl Giles, Managing Director, dated August 31, 2009
4. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 1, 2009
5. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated September 1, 2009

Comments on MSRB Notice 2009-35 (June 22, 2009) 

1. BMO Capital Markets: Letter from Robert J. Stracks, Counsel, dated August 7, 2009
2. George K. Baum & Company: Letter from Robert K. Dalton, Vice Chairman, dated July 30, 2009
3. George K. Baum & Company, Letter from Kent Lund, Executive Vice President, Chief Compliance Officer, dated August 7, 2009
4. Morgan Stanley: Letter from Stratford Shields, Managing Director, Head of Public Finance, dated July 30, 2009
5. Piper Jaffray & Co.: Letter from Frank Fairman, Managing Director, Head of Public Finance Services, and Rebecca Lawrence, Assistant General Counsel, dated August 7, 2009
6. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated August 7, 2009
7. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated August 7, 2009
8. Stone & Youngberg: Letter from Kenneth E. Williams, President, Chief Executive Officer, dated August 13, 2009

Comments on MSRB Notice 2009-20 (May 12, 2009)

1. First Southwest Company: Letter from Hill A. Feinberg, Chairman, dated June 26, 2009
2. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 29, 2009