Regulatory Documents

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Notice 2026-10 - Approval Notice

Publication date: 09/16/2026

SEC Approves Amendments to MSRB Rule G-27 on Dealer Supervision

Information for:

Dealers, General Public, Investors, Issuers

Rule Number:

Rule G-27

Notice 2026-08 - Approval Notice

Publication date: 09/03/2026

MSRB Amends Rule G-12, on Uniform Practice, to Revise Section (c) on Inter-dealer Confirmations to Streamline Rule Requirements and Amend or Retire Certain Outdated Interpretive Guidance

Information for:

Bank Dealers, General Public, Investors

Rule Number:

Rule G-12

Notice MSRB Notice 2026-07 - Regulatory Reminder

Publication date: 07/02/2026

Notice on Voluntary Early Compliance By Municipal Advisors and Bank Dealers With Recent Rule G-20 Amendments Before December 1, 2026

Information for:

Municipal Advisors

Rule Number:

Rule G-20

Notice 2026-06 - Informational Notice

Publication date: 06/18/2026

MSRB Amends Rule G-28, on Transactions with Employees and Partners of Other Municipal Securities Professionals, Consistent with FINRA Rule 3210, on Accounts at Other Broker-Dealers and Financial Institutions

Information for:

Dealers

Rule Number:

Rule G-28

Notice 2026-05 - Informational Notice

Publication date: 05/06/2026

Correction to MSRB Notice 2026-03 Requesting Comments on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review

Rule Number:

Rule G-1, Rule G-3, Rule G-20, Rule G-23, Rule G-37

Notice 2026-04 - Informational Notice

Publication date: 05/01/2026

MSRB Amends Rule G-20 to Increase Gift Limit, Consistent with Recent FINRA Amendments

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule G-20

Notice 2026-02 - Informational Notice

Publication date: 01/16/2026

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Testing

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 2010-62 - Informational Notice

Publication date: 12/30/2010

SEC Approves Transaction Fee Increase and New Technology Fee

Rule Number:

Rule A-13

Notice 2010-60 - Informational Notice

Publication date: 12/29/2010

MSRB Municipal Advisor Registration Deadline and SEC Guidance on Definition of Municipal Advisor

Notice 2010-61 - Informational Notice

Publication date: 12/29/2010

MSRB Publishes SHORT System Technical Specifications for SEC-Approved Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations

Rule Number:

Rule G-34

Notice 2010-59 - Informational Notice

Publication date: 12/23/2010

MSRB Fair Dealing Rule for Municipal Advisors Approved

Rule Number:

Rule G-17

Notice 2010-58 - Informational Notice

Publication date: 12/20/2010

MSRB Reminder About Los Angeles, CA Outreach Seminar

Notice 2010-57 - Informational Notice

Publication date: 12/17/2010

Reminder: Interpretation on Dealer-Controlled Political Action Committees Under Rule G-37

Rule Number:

Rule G-37

Notice 2010-56 - Informational Notice

Publication date: 12/16/2010

Amendments to Rule G-32 Related to Submission of Information About Continuing Disclosure Undertakings Effective February 14, 2011

Rule Number:

Rule G-32

Notice 2010-55 - Informational Notice

Publication date: 12/13/2010

Reminder to Municipal Advisors About January 1, 2011 Registration Deadline

Rule Number:

Rule A-12

Notice 2010-53 - Informational Notice

Publication date: 12/01/2010

MSRB Makes Technical Changes to SEC Filing on Nominating Committee Proposal

Rule Number:

Rule A-3

Notice 2010-54 - Informational Notice

Publication date: 12/01/2010

Reminder of Changes to the Continuing Disclosure Service of the EMMA System Relating to New SEC Rule 15c2-12 Provisions

Notice 2010-52 - Informational Notice

Publication date: 11/29/2010

MSRB to Host Outreach Seminar in Los Angeles

Notice 2010-51 - Informational Notice

Publication date: 11/24/2010

MSRB Receives SEC Approval to Modify Transaction Data Subscription Services

Notice 2010-49 - Informational Notice

Publication date: 11/15/2010

MSRB Amends Registration Rules for Dealers and Municipal Advisors

Notice 2010-50 - Informational Notice

Publication date: 11/15/2010

MSRB Opens Municipal Advisor Registration System

Notice 2010-48 - Informational Notice

Publication date: 11/08/2010

MSRB Files with the SEC Amendments to Rule A-3(c) to Establish New Nominating Committee

Rule Number:

Rule A-3

Notice 2010-47 - Informational Notice

Publication date: 11/01/2010

Application of MSRB Rules to Municipal Advisors

Notice 2010-46 - Informational Notice

Publication date: 10/26/2010

MSRB Files Revised Series 52 Study Outline and Selection Specifications

Rule Number:

Rule G-3

Notice 2010-44 - Informational Notice

Publication date: 10/21/2010

Regulatory Documents for the
Municipal Market

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Regulatory Document Type

SEC Approves Amendments to MSRB Rule G-27 on Dealer Supervision

MSRB Amends Rule G-12, on Uniform Practice, to Revise Section (c) on Inter-dealer Confirmations to Streamline Rule Requirements and Amend or Retire Certain Outdated Interpretive Guidance

Notice on Voluntary Early Compliance By Municipal Advisors and Bank Dealers With Recent Rule G-20 Amendments Before December 1, 2026

MSRB Amends Rule G-28, on Transactions with Employees and Partners of Other Municipal Securities Professionals, Consistent with FINRA Rule 3210, on Accounts at Other Broker-Dealers and Financial Institutions

Correction to MSRB Notice 2026-03 Requesting Comments on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review

MSRB Amends Rule G-20 to Increase Gift Limit, Consistent with Recent FINRA Amendments

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Testing

SEC Approves Transaction Fee Increase and New Technology Fee

MSRB Municipal Advisor Registration Deadline and SEC Guidance on Definition of Municipal Advisor

MSRB Publishes SHORT System Technical Specifications for SEC-Approved Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations

MSRB Fair Dealing Rule for Municipal Advisors Approved

MSRB Reminder About Los Angeles, CA Outreach Seminar

Reminder: Interpretation on Dealer-Controlled Political Action Committees Under Rule G-37

Amendments to Rule G-32 Related to Submission of Information About Continuing Disclosure Undertakings Effective February 14, 2011

Reminder to Municipal Advisors About January 1, 2011 Registration Deadline

MSRB Makes Technical Changes to SEC Filing on Nominating Committee Proposal

Reminder of Changes to the Continuing Disclosure Service of the EMMA System Relating to New SEC Rule 15c2-12 Provisions

MSRB to Host Outreach Seminar in Los Angeles

MSRB Receives SEC Approval to Modify Transaction Data Subscription Services

MSRB Amends Registration Rules for Dealers and Municipal Advisors

MSRB Opens Municipal Advisor Registration System

MSRB Files with the SEC Amendments to Rule A-3(c) to Establish New Nominating Committee

Application of MSRB Rules to Municipal Advisors

MSRB Files Revised Series 52 Study Outline and Selection Specifications

MSRB Receives SEC Approval to Provide Credit Ratings and Related Information for Municipal Securities on EMMA

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Regulatory Documents for the Municipal Market

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MSRB Regulatory News

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Regulatory Documents for the
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