Regulatory Documents

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Notice 2024-13 - Informational Notice

Publication date: 10/28/2024

MSRB Seeks Volunteers for Advisory Groups Including a New Group on Technology

Information for:

Dealers, General Public, Investors, Issuers, Municipal Advisors

Notice 2024-12 - Approval Notice

Publication date: 09/20/2024

SEC Approves Amendments to MSRB Rule G‐14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

Notice 2024-11 - Informational Notice

Publication date: 07/30/2024

MSRB Amends Real-Time Transaction Reporting and Price Dissemination Information Facility to Consolidate Subscriber Access to Real-Time Transaction Reporting System Data

Information for:

Dealers

Rule Number:

IF-1

Notice 2024-10 - Approval Notice

Publication date: 07/12/2024

SEC Approves Amendments to Rule G-47 to Add Three New Time of Trade Disclosure Scenarios, Codify and Consolidate Existing Guidance, Delete Certain Guidance, and Make Technical Amendments

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-47

Notice 2024-08 - Informational Notice

Publication date: 05/31/2024

MSRB Amends Rule G-27 to Allow Dealers to Conduct Remote Inspections, Consistent with Recent FINRA Amendments

Information for:

Dealers, General Public, Investors, Issuers

Rule Number:

Rule G-27

Notice 2024-07 - Informational Notice

Publication date: 05/22/2024

MSRB to Retire Select Interpretive Guidance Regarding Inter-Dealer Confirmation Disclosures

Information for:

Bank Dealers, Dealers, General Public, Investors

Rule Number:

Rule G-12, Rule G-15

Notice 2024-06 - Informational Notice

Publication date: 05/10/2024

MSRB Amends Rule G-27 to Adopt the Residential Supervisory Location Classification Consistent with FINRA Dealer Supervision Provisions

Information for:

Dealers, General Public, Investors, Issuers

Rule Number:

Rule G-27

Notice 2024-05 - Informational Notice

Publication date: 03/21/2024

MSRB Makes Technical Amendment to Rule A-11 on Municipal Advisor Fees

Information for:

Municipal Advisors

Rule Number:

Rule A-11

Notice 2024-04 - Informational Notice

Publication date: 02/16/2024

Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card

Rule Number:

Rule A-11, Rule A-13

Notice 2024-03 - Approval Notice

Publication date: 02/08/2024

SEC Approves Amendment to MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date

Rule Number:

Rule G-12

Notice 2024-02 - Informational Notice

Publication date: 01/30/2024

Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-13

Notice 2024-01 - Informational Notice

Publication date: 01/04/2024

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 2012-64 - Informational Notice

Publication date: 12/24/2012

SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

Notice 2012-62 - Informational Notice

Publication date: 12/17/2012

Reminder of Effective Date of New Rule and Interpretive Notice Concerning Regulation of Broker's Brokers

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-18, Rule G-43

Notice 2012-60 - Informational Notice

Publication date: 11/29/2012

MSRB Extends Implementation Date of Inter-Dealer Regulatory Dollar Price Reporting Requirement

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2012-57 - Informational Notice

Publication date: 11/16/2012

MSRB Revises Series 53 Study Outline

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

Notice 2012-53 - Informational Notice

Publication date: 10/25/2012

SEC Approves Enhancement to Large Trade Price Transparency

Information for:

Bank Dealers, Dealers

Notice 2012-54 - Informational Notice

Publication date: 10/25/2012

Reminder of November 1, 2012 Effective Date Regarding Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

Notice 2012-52 - Informational Notice

Publication date: 10/23/2012

MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

Notice 2012-51 - Informational Notice

Publication date: 10/09/2012

Reminder of Upcoming Changes to MSRB Transaction Reporting Requirements

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2012-49 - Informational Notice

Publication date: 09/27/2012

New Online Procedure for Documenting Dealer System Outages

Information for:

Bank Dealers, Dealers

Notice 2012-48 - Informational Notice

Publication date: 09/24/2012

Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities Approved

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

Notice 2012-47 - Informational Notice

Publication date: 09/13/2012

MSRB Creates New Online Training Videos on Making Primary Market and Continuing Disclosure Submissions to the EMMA Website

Information for:

Bank Dealers, Dealers

Notice 2012-46 - Informational Notice

Publication date: 08/27/2012

MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar in New York

Notice 2012-45 - Informational Notice

Publication date: 08/24/2012

MSRB Files Amendments with SEC to Enhance Price Transparency for Large Trades

Information for:

Bank Dealers, Dealers

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Seeks Volunteers for Advisory Groups Including a New Group on Technology

SEC Approves Amendments to MSRB Rule G‐14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

MSRB Amends Real-Time Transaction Reporting and Price Dissemination Information Facility to Consolidate Subscriber Access to Real-Time Transaction Reporting System Data

SEC Approves Amendments to Rule G-47 to Add Three New Time of Trade Disclosure Scenarios, Codify and Consolidate Existing Guidance, Delete Certain Guidance, and Make Technical Amendments

MSRB Amends Rule G-27 to Allow Dealers to Conduct Remote Inspections, Consistent with Recent FINRA Amendments

MSRB to Retire Select Interpretive Guidance Regarding Inter-Dealer Confirmation Disclosures

MSRB Amends Rule G-27 to Adopt the Residential Supervisory Location Classification Consistent with FINRA Dealer Supervision Provisions

MSRB Makes Technical Amendment to Rule A-11 on Municipal Advisor Fees

Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card

SEC Approves Amendment to MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date

Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Reminder of Effective Date of New Rule and Interpretive Notice Concerning Regulation of Broker's Brokers

MSRB Extends Implementation Date of Inter-Dealer Regulatory Dollar Price Reporting Requirement

MSRB Revises Series 53 Study Outline

SEC Approves Enhancement to Large Trade Price Transparency

Reminder of November 1, 2012 Effective Date Regarding Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities

MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Reminder of Upcoming Changes to MSRB Transaction Reporting Requirements

New Online Procedure for Documenting Dealer System Outages

Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities Approved

MSRB Creates New Online Training Videos on Making Primary Market and Continuing Disclosure Submissions to the EMMA Website

MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar in New York

MSRB Files Amendments with SEC to Enhance Price Transparency for Large Trades

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market