Regulatory Documents | MSRB

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SEC Filing SR-MSRB-2018-01

Publication date: 01/24/2018

Proposed Rule Change Consisting of Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors

Federal Register Notice of Approval (May 10, 2018 )

SEC Approval Order (May 07, 2018 )

MSRB Response to Comments (April 30, 2018 )

SEC Request for Extension of Time (March 16, 2018 )

Federal Register Notice of Filing (February 07, 2018 )

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Notice 2018-02 - Informational Notice

Publication date: 01/08/2018

MSRB Seeks Applicants for Board of Directors

Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2018-01 - Regulatory Reminder

Publication date: 01/03/2018

MSRB Reminds Dealers of Existing Guidance on Filtering of Bids and Offers

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-18, Rule G-43

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Compliance Resource

Publication date: 01/03/2018

MSRB Reminds Dealers of Existing Guidance on Filtering of Bids and Offers

Rule Number:

Rule G-18, Rule G-43

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