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Regulatory Document Type

Notice 2021-05 - Informational Notice
Publication date:
MSRB Temporarily Reduces Market Activity Fees by 40 Percent
Information for:

Bank Dealers, Dealers

Rule Number:

Rule A-13

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Notice 2021-04 - Informational Notice
Publication date:
MSRB Extends Compliance Date for Amended Form G-32
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-32

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Notice 2021-03 - Informational Notice
Publication date:
MSRB Reminds Dealers of the March 31, 2021 Compliance Date for the Revised Interpretive Notice of Underwriters’ Fair Dealing Obligations to Issuers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

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Notice 2021-02 - Informational Notice
Publication date:
MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

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Notice 2021-01 - Informational Notice
Publication date:
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

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Compliance Resource
Publication date:
Understanding the Municipal Advisor Principal Qualification Examination
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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