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Notice 2026-03 - Request for Comment
Publication date: | Comment due:
Request for Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review (as revised on May 6, 2026)
Information for:

Bank Dealers, Dealers, Issuers, Municipal Advisors

Rule Number:

Rule G-1, Rule G-3, Rule G-20, Rule G-23, Rule G-37

  1. American Securities Association: Letter from Jessica R. Giroux, Chief Legal Officer, dated July 20, 2026
  2. First Hawaiian Bank: Email from Ryan Ushijima dated July 10, 2026
  3. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated July 20, 2026
  4. PFM Financial Advisors, LLC: Letter from Cheryl Maddox, Chief Legal and Compliance Officer, dated July 20, 2026
  5. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated July 20, 2026
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Notice 2023-09 - Market Advisory
Publication date:
MSRB Seeks Input and Volunteers for Advisory Groups
Information for:

Dealers, Issuers, Municipal Advisors

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Notice 2023-03 - Approval Notice
Publication date:
SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8
Information for:

General Public, Issuers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-46

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