Regulatory Documents

Select regulatory documents by category:

Notice 2008-10 - Informational Notice

Publication date: 02/20/2008

Notice of Filing of Proposed Amendment to Rule G-8, on Books and Records, to Delete Requirement to Maintain Copies of Form G-40

Rule Number:

Rule G-8

Notice 2008-09 - Informational Notice

Publication date: 02/19/2008

Application of MSRB Rules to Transactions in Auction Rate Securities

Rule Number:

Rule G-17, Rule G-19

Notice 2008-08 - Informational Notice

Publication date: 02/13/2008

Financial Statements - Fiscal Years Ended September 30, 2007 and 2006

Notice 2008-07 - Informational Notice

Publication date: 02/08/2008

Preliminary Agenda and Registration Form for MSRB 529 Compliance Seminars

Notice 2008-06 - Informational Notice

Publication date: 02/07/2008

Reminder: New Supervisory Requirements Under Rule G-27 Become Effective February 29, 2008

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Notice 2008-04 - Informational Notice

Publication date: 01/22/2008

Bond Insurance Ratings -- Application of MSRB Rules

Rule Number:

Rule G-15, Rule G-17, Rule G-19, Rule G-30

Notice 2008-03 - Informational Notice

Publication date: 01/07/2008

Recommendations Requested for Board Nominations

Notice 2008-02 - Informational Notice

Publication date: 01/03/2008

Firm Element Advisory for Continuing Education Is Available

Rule Number:

Rule G-3

Notice 2008-01 - Informational Notice

Publication date: 01/02/2008

Reminder of Extension of Three-Hour Exception

Rule Number:

Rule G-14

Notice 2007-40 - Informational Notice

Publication date: 12/21/2007

Reporting of Transactions Arising From Customer Repurchase Agreements: Rule G-14

Rule Number:

Rule G-14

Notice 2007-39 - Informational Notice

Publication date: 12/20/2007

New RTRS Error Message and Changes to Existing RTRS Error Messages

Notice 2007-38 - Informational Notice

Publication date: 12/18/2007

SEC Approves Amendments to Rule G-40 on E-Mail Contacts, Effective December 31, 2007

Notice 2007-37 - Informational Notice

Publication date: 11/28/2007

Announcing MSRB 529 Compliance Seminars

Notice 2007-36 - Informational Notice

Publication date: 11/27/2007

Notice of Filing of Proposed Rule Changes to Extend the Expiration of the Three-Hour Exception and to Require Underwriter Participation with DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-14, Rule G-34

Notice 2007-35 - Informational Notice

Publication date: 11/19/2007

Dealer Data Quality Summary of Correspondent's Trades

Notice 2007-34 - Informational Notice

Publication date: 11/16/2007

RTRS Educational Conference Calls

Rule Number:

Rule G-14, Rule G-12

Notice 2007-33 - Informational Notice

Publication date: 11/15/2007

MSRB Files Pilot Portal for On-Line Dissemination of Official Statements and Related Information and Seeks Comments on Revised Draft Amendments to Establish an Access Equals Delivery Standard Under Rule G-32

Rule Number:

Rule G-32

Notice 2007-32 - Informational Notice

Publication date: 11/08/2007

Guidance on Implementation of New Supervisory Requirements Under Rule G-27; Technical Amendments Filed

Rule Number:

Rule G-27

Notice 2007-31 - Informational Notice

Publication date: 10/16/2007

Notice of Filing of Proposed Amendments to Rule G-40 on Electronic Mail Contacts

Notice 2007-30 - Informational Notice

Publication date: 10/02/2007

MSRB and SIFMA to Hold Compliance Seminar on October 22, 2007

Notice 2007-28 - Informational Notice

Publication date: 09/17/2007

Further Technical Amendment Filed to Rule A-3, on Membership on the Board

Rule Number:

Rule A-3

Notice 2007-27 - Informational Notice

Publication date: 09/14/2007

Notice of Filing and Immediate Effectiveness of Proposal to Delay Implementation of Amendments to Rule G-27, on Supervision

Rule Number:

Rule G-27

Notice 2007-26 - Informational Notice

Publication date: 08/22/2007

RTRS Web Enhancement: Extended Hours

Rule Number:

Rule G-14

Notice 2007-25 - Informational Notice

Publication date: 08/13/2007

SEC Approval Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Rule Number:

Rule G-14

Notice 2007-24 - Informational Notice

Publication date: 08/09/2007

Amendment Filed to Rule A-3, on Membership on the Board

Rule Number:

Rule A-3

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Notice of Filing of Proposed Amendment to Rule G-8, on Books and Records, to Delete Requirement to Maintain Copies of Form G-40

Application of MSRB Rules to Transactions in Auction Rate Securities

Financial Statements - Fiscal Years Ended September 30, 2007 and 2006

Preliminary Agenda and Registration Form for MSRB 529 Compliance Seminars

Reminder: New Supervisory Requirements Under Rule G-27 Become Effective February 29, 2008

Bond Insurance Ratings -- Application of MSRB Rules

Recommendations Requested for Board Nominations

Firm Element Advisory for Continuing Education Is Available

Reminder of Extension of Three-Hour Exception

Reporting of Transactions Arising From Customer Repurchase Agreements: Rule G-14

New RTRS Error Message and Changes to Existing RTRS Error Messages

SEC Approves Amendments to Rule G-40 on E-Mail Contacts, Effective December 31, 2007

Announcing MSRB 529 Compliance Seminars

Notice of Filing of Proposed Rule Changes to Extend the Expiration of the Three-Hour Exception and to Require Underwriter Participation with DTCC'S NIIDS System

Dealer Data Quality Summary of Correspondent's Trades

RTRS Educational Conference Calls

MSRB Files Pilot Portal for On-Line Dissemination of Official Statements and Related Information and Seeks Comments on Revised Draft Amendments to Establish an Access Equals Delivery Standard Under Rule G-32

Guidance on Implementation of New Supervisory Requirements Under Rule G-27; Technical Amendments Filed

Notice of Filing of Proposed Amendments to Rule G-40 on Electronic Mail Contacts

MSRB and SIFMA to Hold Compliance Seminar on October 22, 2007

Further Technical Amendment Filed to Rule A-3, on Membership on the Board

Notice of Filing and Immediate Effectiveness of Proposal to Delay Implementation of Amendments to Rule G-27, on Supervision

RTRS Web Enhancement: Extended Hours

SEC Approval Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Amendment Filed to Rule A-3, on Membership on the Board

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market