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Notice 2021-04 - Informational Notice
Publication date:
MSRB Extends Compliance Date for Amended Form G-32
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-32

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Notice 2021-03 - Informational Notice
Publication date:
MSRB Reminds Dealers of the March 31, 2021 Compliance Date for the Revised Interpretive Notice of Underwriters’ Fair Dealing Obligations to Issuers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

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Notice 2021-02 - Informational Notice
Publication date:
MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

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Notice 2021-01 - Informational Notice
Publication date:
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

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Notice 2020-18 - Informational Notice
Publication date:
MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-16, Rule G-27

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Notice 2020-17 - Informational Notice
Publication date:
Reminder for Regulated Entities of Their Annual Notification Requirements Under Rule G-10
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-10, Rule D-9

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Notice 2020-16 - Informational Notice
Publication date:
MSRB Seeks Input and Volunteers for Advisory Groups
Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

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Notice 2020-15 - Informational Notice
Publication date:
MSRB Makes Administrative Changes to Board Governance Rules
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3, Rule A-4

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Notice 2020-14 - Informational Notice
Publication date:
MSRB Improves Board Governance
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3, Rule A-6

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Notice 2020-13 - Approval Notice
Publication date:
MSRB Harmonizes Rules with Requirements of Regulation Best Interest
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-19, Rule G-20, Rule G-48

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Notice 2020-12 - Informational Notice
Publication date:
MSRB Enhances Transparency of Timing of Issuers' Annual Disclosures on the EMMA Website
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

IF-3

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Notice 2020-11 - Informational Notice
Publication date:
MSRB Waives Market Activity Fees for Transactions with the Municipal Market Liquidity Facility
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-13

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Notice 2020-10 - Informational Notice
Publication date:
MSRB Provides Resources for Municipal Bond Investors about Potential Effects of COVID-19

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Notice 2020-09 - Informational Notice
Publication date:
MSRB Amends Certain Rules to Provide Regulatory Relief During COVID-19 Pandemic
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-27, Rule G-44, Rule A-11, Rule A-12

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Notice 2020-08 - Informational Notice
Publication date:
MSRB Extends Comment Deadline on Request for Comment on Proposed Governance Enhancements
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3

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Notice 2020-07 - Informational Notice
Publication date:
MSRB Reminds Regulated Entities of Application of Supervisory Requirements in Light of Coronavirus
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-27, Rule G-44

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Notice 2020-06 - Informational Notice
Publication date:
MSRB Seeks Volunteers for Market Transparency Advisory Group (MTAG)
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2020-05 - Informational Notice
Publication date:
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

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Notice 2020-04 - Approval Notice
Publication date:
MSRB to Enhance Transparency of Timing of Issuers' Annual Disclosures on the EMMA Website
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

IF-3

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Notice 2020-03 - Informational Notice
Publication date:
MSRB Establishes Compliance Date for Revised Interpretive Notice of Underwriters' Fair Dealing Obligations to Issuers
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-17

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Notice 2020-01 - Informational Notice
Publication date:
Obligations of Senior Syndicate Managers Utilizing Electronic Communications
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-11

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Notice 2019-21 - Informational Notice
Publication date:
MSRB Establishes a Compliance Date of November 30, 2020, for Amendments to Form G-32
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-32

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Notice 2019-20 - Approval Notice
Publication date:
SEC Approves Amendments to Underwriters’ Fair Dealing Obligations to Issuers Under Rule G-17
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-17

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Notice 2019-19 - Informational Notice
Publication date:
MSRB Revises Content Outline for the Municipal Advisor Principal Qualification Examination
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2019-18 - Informational Notice
Publication date:
MSRB to Launch Permanent Series 54 Examination November 12, 2019
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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