Select regulatory documents by category:

Regulatory Document Type

Back to top
Notice 2012-19 - Request for Comment
Publication date: | Comment due:
Rule Number:

Rule G-32, Rule G-34

1.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated May 8, 2012

2.  TD Securities (USA) LLC: E-mail from Frank Alessandro dated May 8, 2012